SEC Fines Firms $1.1B For WhatsApp, Texting Record-keeping Failures
The involved firms include some of the biggest names in the financial services and wealth management space, including BoA, Citigroup, Morgan Stanley and UBS.
SEC Fines Firms $1.1B For WhatsApp, Texting Record-keeping Failures
The involved firms include some of the biggest names in the financial services and wealth management space, including BoA, Citigroup, Morgan Stanley and UBS.