Barclays to pay SEC $361 million on over-issuance of securities
(Adds details of settlement) Sept 29 (Reuters) – Barclays Plc and an affiliate on Thursday agreed to pay $361 million to settle U.S. Securities and Exchange Commission charges connected to the unregistered offer and sale of “an unprecedented amount” of securities, in breach of U.S. rules. According to the findings of SEC order, which Barclays […]
Barclays to pay SEC $361 million on over-issuance of securities
(Adds details of settlement) Sept 29 (Reuters) – Barclays Plc and an affiliate on Thursday agreed to pay $361 million to settle U.S. Securities and Exchange Commission charges connected to the unregistered offer and sale of “an unprecedented amount” of securities, in breach of U.S. rules. According to the findings of SEC order, which Barclays […]