Volume 236, Issue 6 p. 1456-1474
Special Issue Reviews–A Peer Reviewed Forum
Free Access

Abnormal vertebral segmentation and the notch signaling pathway in man

Peter D. Turnpenny

Corresponding Author

Peter D. Turnpenny

Clinical Genetics, Royal Devon & Exeter Hospital, and Peninsula Medical School, Exeter, United Kingdom

Clinical Genetics Department, Royal Devon & Exeter Hospital, Gladstone Road, Exeter EX1 2ED, UKSearch for more papers by this author
Ben Alman

Ben Alman

Department of Surgery, University of Toronto & Hospital for Sick Children, Toronto, Canada

Search for more papers by this author
Alberto S. Cornier

Alberto S. Cornier

Department of Genetics, San Juan Bautista University, Caguas, Puerto Rico

Search for more papers by this author
Philip F. Giampietro

Philip F. Giampietro

Department of Medical Genetics, Marshfield Clinic, Marshfield, Wisconsin

Search for more papers by this author
Amaka Offiah

Amaka Offiah

Department of Radiology, Hospital for Sick Children, London, United Kingdom

Search for more papers by this author
Olivier Tassy

Olivier Tassy

Stowers Institute for Medical Research, Kansas City, Missouri

Search for more papers by this author
Olivier Pourquié

Olivier Pourquié

Stowers Institute for Medical Research, Kansas City, Missouri

Search for more papers by this author
Kenro Kusumi

Kenro Kusumi

Department of Basic Medical Sciences, College of Medicine-Phoenix, University of Arizona, Phoenix, Arizona

Search for more papers by this author
Sally Dunwoodie

Sally Dunwoodie

Victor Chang Cardiac Research Institute, University of New South Wales, Sydney, Australia

Search for more papers by this author
First published: 11 May 2007
Citations: 123

Abstract

Abnormal vertebral segmentation (AVS) in man is a relatively common congenital malformation but cannot be subjected to the scientific analysis that is applied in animal models. Nevertheless, some spectacular advances in the cell biology and molecular genetics of somitogenesis in animal models have proved to be directly relevant to human disease. Some advances in our understanding have come through DNA linkage analysis in families demonstrating a clustering of AVS cases, as well as adopting a candidate gene approach. Only rarely do AVS phenotypes follow clear Mendelian inheritance, but three genes—DLL3, MESP2, and LNFG—have now been identified for spondylocostal dysostosis (SCD). SCD is characterized by extensive hemivertebrae, trunkal shortening, and abnormally aligned ribs with points of fusion. In familial cases clearly following a Mendelian pattern, autosomal recessive inheritance is more common than autosomal dominant and the genes identified are functional within the Notch signaling pathway. Other genes within the pathway cause diverse phenotypes such as Alagille syndrome (AGS) and CADASIL, conditions that may have their origin in defective vasculogenesis. Here, we deal mainly with SCD and AGS, and present a new classification system for AVS phenotypes, for which, hitherto, the terminology has been inconsistent and confusing. Developmental Dynamics 236:1456–1474, 2007. © 2007 Wiley-Liss, Inc.

INTRODUCTION

Segmentation of the vertebrae refers to the embryonic developmental process that results in the formation of the spine with a series of divided, similar anatomical units, that are the vertebrae. A key part of this process is somitogenesis. In vertebrate species, somites are symmetrically aligned, paired blocks of mesoderm formed from the segmentation of paraxial presomitic mesoderm. The process begins shortly after gastrulation and continues until the preprogrammed number of somite blocks is formed. In man, 31 blocks of paired tissue are formed, but the number is specific for each species. In animal models, the formation of somite boundaries is precisely timed and takes place in a rostrocaudal direction, first forming the most rostral somites and progressively laying down more caudal somites. In human embryonic development, this process takes place between 20 and 35 days after conception and the formation of each somite boundary may take 4–6 hr. Somites ultimately give rise to three substructures: sclerotome, which forms the axial skeleton and ribs; dermotome, which forms the dermis; and myotome, which forms the axial musculature. The potential number and diversity of human conditions due to defective somitogenesis is, therefore, large, but in this review, we concentrate on well-defined conditions of the axial skeleton—the spine itself—and their genetic basis where this is known. Abnormal vertebral segmentation (AVS), in all its various and diverse manifestations, is a common congenital abnormality, although the true incidence and prevalence are difficult to ascertain. The proportion of cases for which a cause can be confidently assigned is small, and progress in understanding the etiologies has been slow. As a consequence, in a clinical setting, it may be difficult providing accurate genetic risk counseling when a single case has occurred in a family.

In man, the problems associated with abnormal spinal segmentation are of interest to a variety of disciplines. Radiologists seek to describe abnormal patterns on imaging, spinal surgeons have to make difficult decisions about surgery on affected children and adults, pediatricians have to care for the wider consequences such as respiratory insufficiency, and geneticists try to make specific diagnoses, consider genetic testing, and offer recurrence risk figures when appropriate. Currently, there is substantial confusion over nomenclature for the various radiological phenotypes, with clinicians using terminology inconsistently. In the future, it is hoped that multidisciplinary approaches involving developmental biologists and the various clinical disciplines, using large data collections and candidate gene approaches, will facilitate progress in this complex field.

CLINICAL HETEROGENEITY IN AVS PHENOTYPES

Axial skeletal development is very sensitive to genetic and disruptive perturbations of normal somitogenesis and a wide range of dysmorphic syndromes, most of them rare, manifest AVS in various forms. Table 1 lists conditions that include multiple vertebral segmentation defects (MVSD), for only a small proportion of which the pathophysiology is known. This review deals mainly with nonsyndromic forms of AVS, i.e., those conditions where abnormal formation of the spine (and usually the ribs) is an isolated anatomical anomaly with no other body systems affected. These conditions are frequently referred to as different types of spondylocostal dysostosis (SCD), but we discuss terminology and nomenclature later in the review.

Table 1. Some Syndromes and Disorders That Include Abnormal Vertebral Segmentationa
Syndromes/ disorders OMIM reference Gene(s)
Acrofacial dysostosisb 263750
Alagille 118450 JAGGED1, NOTCH2
Anhaltb 601344
Atelosteogenesis III 108721 FLNB
Campomelic dysplasia 211970 SOX9
Casamassima-Morton-Nanceb 271520
Caudal regressionb 182940
Cerebro-facio-thoracic dysplasiab 213980
CHARGE 214800 CHD7
“Chromosomal”
Currarino 176450 HLXB9
De La Chapelleb 256050
DiGeorge/ Sedláčková 188400 Chromosomal
Dysspondylochondromatosisb
Femoral hypoplasia-unusual faciesb 134780
Fibrodysplasia ossificans progressiva 135100 ACVR1
Fryns-Moermanb
Goldenharb 164210
Holmes-Schimkeb
Incontinentia pigmenti 308310 NEMO
Kabukib 147920
Kaufman-McKusick 236700 MKKS
KBG syndromea 148050
Klippel-Feilb 148900 ?PAX1
Larsen 150250 FLNB
Lower mesodermal agenesisb
Maternal diabetesb
MURCS associationb 601076
Multiple pterygium syndrome 265000 CHRNG
OEIS syndromeb 258040
Phaverb 261575
Rapadilino 266280 RECQL4
Robinow 180700 ROR2
Rolland-Desbuquoisb 224400
Rokitansky sequenceb 277000 ? WNT4
Silverman 224410 HSPG2
Simpson-Golabi-Behmel 312870 GPC3
Sirenomeliab 182940
Spondylocarpotarsal synostosis 269550 FLNB
Spondylocostal dysostosis 277300 DLL3, MESP2, LNFG
Spondylothoracic dysostosisb 277300
Thakker-Donnaib 227255
Toriellob
Uriosteb
VATER/ VACTERLb 192350
Verloove-Vanhorickb 215850
Wildervanckb 314600
Zimmerb 301090
  • a VATER, vertebral defects, anal atresia, tracheoesophageal fistula, radial defects, and renal anomalies; VACTERL, vertebral defects, anal atresia, cardiac defects, tracheoesophageal fistula, radial defects and renal anomalies, and nonradial limb defects.
  • b Underlying cause not known.

AVS Phenotypes Following Mendelian Inheritance

This group includes the distinctive condition known as spondylothoracic dysostosis (STD) and SCD types 1–3, all of which appear to follow autosomal recessive (AR) inheritance. STD is the term best reserved for the distinctive condition, most commonly reported in Puerto Ricans, which is characterized by severe shortening of the trunk and a radiological appearance of the ribs fanning out from their vertebrocostal origin in a “crab-like” manner (Fig. 1). Fusion of the ribs is present posteriorly at their vertebral origin, but otherwise they are usually neatly aligned and packed tightly together. This condition has been well characterized in a recent study (Cornier et al.,2004). Infant mortality is approximately 50% due to restrictive respiratory insufficiency, although the availability of pediatric intensive care greatly improves the prognosis. In early life, the prominence of the vertebral pedicles radiologically has led us to suggest that the term “tramline” sign (Fig. 1) neatly describes the appearance. In addition, in horizontal section on CT scanning, the vertebral bodies conform to a “sickle cell” shape (Cornier et al.,2004). Studies of the ultrastructure at necropsy are scarce. However, one report (Solomon et al.,1978) commented on an increased ratio between cartilage and bone on parasagittal sections of the vertebral bodies, with persistence of cartilage about the midline. The ossification centers were disorganized and varied in size and distribution and in the lateral portion of some vertebral bodies longitudinal clefts of cartilage separated anterior and posterior ossification centers. Although the modeling of the vertebral bodies was severely disorganized, microscopic bone formation and structure were not disturbed.

Details are in the caption following the image

X-ray of a child with spondylothoracic dysostosis. Severe shortening of the spine occurs with poorly formed vertebrae. The ribs have very “crowded” origins but do not show points of fusion along their length. The prominence of the vertebral pedicles has led to the suggestion of the “tramline” sign. (Courtesy of Alberto Cornier.)

The STD phenotype, apparently seen most frequently in Puerto Ricans, is sometimes reported as Jarcho-Levin syndrome (JLS) (Lavy et al.,1966; Moseley and Bonforte,1969; Pochaczevsky et al.,1971; Pérez-Comas and García-Castro,1974; Gellis and Feingold,1976; Trindade and de Nóbrega,1977; Solomon et al.,1978; Tolmie et al.,1987; Schulman et al.,1993; McCall et al.,1994; Mortier et al.,1996). Jarcho and Levin (1938) described a Puerto Rican family with two affected siblings, but the radiological phenotype (Fig. 2) differed slightly from STD as illustrated in Figure 1 and it is not certain that they had the same condition. Use of the eponymous term JLS tends to be indiscriminate, and for that reason, we believe should be discontinued. For example, there are other case reports designated as JLS, which are neither very similar to those described by Jarcho and Levin nor consistent with STD (Poor et al.,1983; Karnes et al.,1991; Simpson et al.,1995; Aurora et al.,1996; Eliyahu et al.,1997; Rastogi et al.,2002). Once a gene for STD in the Puerto Rican families is identified, it will be possible to undertake genotype–phenotype studies that will further facilitate classification.

Details are in the caption following the image

A reversed radiograph from Jarcho and Levin's original paper in 1938. Abnormal segmentation affects all vertebrae, and the ribs are fused at their origins. Today, this finding fits best into the diagnosis of spondylocostal dysostosis, type 2.

The phenotype for which we prefer to restrict the use of the term spondylocostal dysostosis (SCD) differs from STD by virtue of the ribs being irregularly aligned and manifesting variable points of fusion along their length (Fig. 3). The spine is not usually so severely shortened compared with STD but, as with STD, involvement of the vertebral bodies is extensive, usually contiguous, and often affecting all spinal regions. Nevertheless, the thoracic spine is often more severely affected than other regions. AR inheritance has been regularly reported for this phenotype (Norum and McKusick,1969; Cantú et al.,1971; Castroveijo et al.,1973; Franceschini et al.,1974; Silengo et al.,1978; Beighton and Horan,1981; Turnpenny et al.,1991; Satar et al.,1992), and we now know that SCD can be due to mutations in the Notch pathway genes DLL3 (SCD1), MESP2 (SCD2), or LNFG (SCD3) genes, although it is likely that other gene(s) will be identified in due course. The phenotypic features of SCD types 1–3 are described below in discussion with the molecular aspects of their respective genes. Extensive and contiguous involvement of all spinal regions appears to be a feature that is highly suggestive of a Mendelian form of SCD and is likely to explain some isolated cases reported in the literature, for example the case of Young and Moore (1984). However, the affected twin in a case of monozygotic twins discordant for SCD showed a similar phenotype (Van Thienen and Van der Auwera,1994). and this finding is difficult to explain on this basis.

Details are in the caption following the image

A typical case of spondylocostal dysostosis showing major abnormality of all vertebrae. There is no “tramline” effect of the vertebral pedicles (see Fig. 1), and the ribs are irregularly aligned with variable points of fusion along their length.

Additional abnormalities have been reported in some families with SCD apparently demonstrating AR inheritance. For example, urogenital anomalies (Casamassima et al.,1981), congenital heart disease (Delgoffe et al.,1982; Simpson et al.,1995; Aurora et al.,1996), and inguinal herniae in males (Bonaime,1978). Limb anomalies have been described in COVESDEM syndrome (Wadia et al.,1978) but this is believed to be a case of Robinow syndrome.

Families with SCD apparently following autosomal dominant (AD) inheritance have also been reported (Van der Sar,1952; Rütt and Degenhardt,1959; Peralta et al.,1967; Rimoin et al.,1968; Kubryk and Borde,1981; Temple et al.,1988; Lorenz and Rupprecht,1990), but the causative genes in these cases are not known.

The roles of Notch signaling pathway genes in causing SCD (types 1–3) are at least partially understood (see below). However, there are syndromes following Mendelian inheritance that include variable degrees of AVS but the functions of the genes with respect to spinal development is poorly understood. This group includes, for example, ROR2 in Robinow syndrome and CHD7 in CHARGE syndrome. It is not clear what role these genes play in somitogenesis.

NON-MENDELIAN FORMS OF AVS

In clinical practice, sporadically occurring cases of AVS are both far more common than familial cases and more likely to be associated with additional anomalies (Martínez-Frías et al.,1994; Mortier et al.,1996). Anal and urogenital anomalies occur most frequently (Pochaczevsky et al.,1971; Eller and Morton,1976; Bonaime et al.,1978; Devos et al.,1978; Solomon et al.,1978; Poor et al.,1983; Kozlowski,1984; Roberts et al.,1988; Giacoia and Say,1991; Karnes et al.,1991; Murr et al.,1992; Lin and Harster,1993; Mortier et al.,1996) followed by a variety of congenital heart disease (Delgoffe et al.,1982; Kozlowski,1984; Ohzeki et al.,1990; Aurora et al.,1996; Mortier et al.,1996). Limb abnormalities occur but are generally of a relatively minor nature, for example, talipes and oligodactyly or polydactyly (Karnes et al.,1991; Mortier et al.,1996). Infrequently, diaphragmatic hernia is a feature (Martínez-Frías et al.,1994). As a minor anomaly, inguinal and abdominal herniae are frequently reported in association with MVSD. As a generalization, these sporadically occurring cases are more likely to show marked asymmetry in chest shape and rib number (Fig. 4) compared with the familial phenotypes apparently following Mendelian inheritance.

Details are in the caption following the image

An example of a child with a severe segmentation malformation of the spine causing gross asymmetry and almost complete absence of ribs on one side. These cases are probably best not referred to as spondylocostal dysostosis. Mutations in Notch signaling pathway genes have not so far been found in cases like this.

Many cases can be loosely assigned a diagnosis of the VATER (Vertebral defects, Anal atresia, Tracheo-Esophageal fistula, Radial defects, and Renal anomalies) or VACTERL (Vertebral defects, Anal atresia, Cardiac defects, Tracheo-Esophageal fistula, Radial defects and Renal anomalies, and nonradial Limb defects) associations (Kozlowski,1984) associations, a heterogeneous group with few clues regarding causation (Fig. 5).

Details are in the caption following the image

The X-ray of a child with multiple congenital abnormalities that best fits a form of the VACTERL association. She had abnormal vertebral segmentation affecting mainly the thoracic region, progressive scoliosis, anal stenosis, unilateral renal agenesis, and tricuspid regurgitation.

A frequent association, which must be causally linked, is neural tube defect (NTD; Wynne-Davies,1975; Eller and Morton,1976; McLennan,1976; Naik et al.,1978; Lendon et al.,1981; Kozlowski,1984; Giacoia and Say,1991; Martínez-Frías et al.,1994;. Sharma and Phadke,1994). However, we believe this NTD-associated group should be classified separately from the SCD group, because the primary developmental pathology presumably lies in the processes determining neural tube closure as distinct from somitogenesis (Martínez-Frías,1996). Similarly, an association between spina bifida occulta, and/or diastematomyelia, and AVS has been reported (Poor et al.,1983; Aymé and Preus,1986; Herold et al.,1988; Reyes et al.,1989), strongly suggesting a causal link or sequence, although the mechanisms remain to be elucidated.

AVS has been reported in maternal diabetes syndrome, which can give rise to multiple congenital anomalies. Classically, the axial skeletal malformation in maternal diabetes syndrome is caudal regression to a varying degree, that is, absent sacrum or agenesis of the lower vertebral column (Bohring et al.,1999), but there are patients with hemivertebrae (Novak and Robinson,1994) and various forms of axial skeletal defect (Fig. 6) following poorly controlled diabetes in pregnancy.

Details are in the caption following the image

The X-ray of a child with hemivertebrae, axial skeletal defects, and left renal agenesis. The mother was a poorly controlled insulin-dependent diabetic, and it is likely that this is causally related to the pattern of malformations.

AVS Associated With Chromosomal Aberrations

Some clues to genetic causes of AVS may come from patients with axial skeletal defects and chromosomal abnormalities. These cases are relatively rare, and apart from trisomy 8 mosaicism (Riccardi,1977), there is no clear consistency to the group. Deletions affecting both 18q (Dowton et al.,1997) and 18p (Nakano et al.,1977) have been reported, a supernumerary dicentric 15q marker (Crow et al.,1997), and an apparently balanced translocation between chromosomes 14 and 15 (De Grouchy et al.,1963). Genomic haploinsufficiency may be unmasking a Mendelian locus for SCD such that the mechanism is autosomal recessive at the molecular level but the paucity and inconsistency of these cases may indicate that MVSD in association with MCA represents a common pathway of complex pleiotropic developmental mechanisms that are sensitive to a range of unbalanced karyotypes. It is also possible that chromosome mosaicism accounts for some cases where there is marked asymmetry in the radiological phenotype, which would also explain the apparent sporadic occurrence, but currently there is no evidence base for this as skin or tissue biopsy is rarely undertaken.

NOTCH SIGNALING PATHWAY GENES AND SCD

Notch signaling is a key cascade pathway in somitogenesis, and the function of many genes and their products, together with their complex interactions, has been partially elucidated through the study of animal models. In man the functions of orthologous genes and their proteins obviously cannot be studied in the same way. Nevertheless, DNA linkage studies and candidate gene sequencing has led to the identification of several genes that are important clinically. The diseases that result from mutations in Notch signaling genes are surprisingly diverse, the affected organ systems including the vascular and central nervous systems; the skeleton, face, and limb; hematopoiesis; the determination of laterality; and the liver, heart, kidney and eye. Notch pathway genes and their associated diseases appear in Table 2 and several good review articles are available (Joutel and Tournier-Lasserve,1998; Gridley,1997,2003,2006; Pourquié and Kusumi,2001; Harper et al.,2003). As this review deals primarily with abnormalities of somitogenesis affecting the axial skeleton, consideration is now given to the DLL3, MESP2, LNFG, JAGGED1, and NOTCH2 genes. The cellular relationships of these genes are illustrated in Figure 7.

Table 2. Notch Signaling Pathway Genes and Human Disease
Gene Chromosomal locus Condition/ disease System
Notch 1 9q34 T-cell ALL/ lymphoma Lymphoid development/ neoplasia
Aortic valve disease Angiogenesis
Notch 3 19p13 CADASILa Angiogenesis
Notch 4b 6p21 ? Schizophrenia ? Neural maintenance
JAGGED 1 20p12 Alagille syndrome Hepatic/ angiogenesis/ ocular
NOTCH2 1p12 Alagille syndrome Hepatic/ angiogenesis/ ocular
DLL3 19q13 Spondylocostal dysostosis– type 1 Axial skeleton
MESP2 15q26 Spondylocostal dysostosis– type 2 Axial skeleton
LNFG 7p22 Spondylocostal dysostosis– type 3 Axial skeleton
Presenilin 1 14q24 Presenile dementia Neural maintenance
Presenilin 2 1q31 Presenile dementia Neural maintenance
NIPBL 5p13 Cornelia de Lange syndrome Upper limb/ central nervous system/ growth
  • a CADASIL, cerebral autosomal dominant arteriopathy with subcortical infarcts and leukoencephalopathy.
  • b Association studies only, which remain controversial.
Details are in the caption following the image

The cellular relationships of Notch signaling pathway genes discussed in this review.

Delta-like 3 (DLL3)

Autozygosity DNA mapping studies in a large inbred Arab kindred with seven affected individuals was a key breakthrough in identifying the genetic basis of SCD (Turnpenny et al.,1991,1999). The locus identified, 19q13.1, is syntenic with mouse chromosome 7 (Giampietro et al.,1999), which harbors the Dll3 gene. The other key breakthrough was the identification of a mutation in Dll3 as the cause of MVSD in a radiation-damaged mouse known as Pudgy (Grüneberg,1961; Dunwoodie et al.,1997; Kusumi et al.,1998). DLL3 was, therefore, the obvious candidate SCD in the large inbred Arab kindred, and other families, demonstrating linkage to 19q13.1. Sequencing initially identified mutations in three consanguineous families (Bulman et al.,2000).

DLL3 encodes a ligand for Notch signaling and the gene comprises eight exons and spans approximately 9.2 kb of chromosome 19. A 1.9-kb transcript encodes a protein of 618 amino acids. The protein consists of a signal sequence, a Delta–Serrate–Lag2 (receptor interacting) domain, six epidermal growth factor (EGF) -like domains, and a transmembrane domain (Fig. 8). In animal models Dll3 shows spatially restricted patterns of expression during somite formation and is believed to have a key role in the cell signaling processes, giving rise to somite boundary formation, which proceeds in a rostrocaudal direction with a precise temporal periodicity driven by an internal oscillator, or molecular “segmentation clock” (McGrew and Pourquié,1998; Pourquié,1999).

Details are in the caption following the image

Schematic of the DLL3 gene in man, showing the mutations identified to date. DSL, delta-serrate-lag; EGF, epidermal growth factor; TM, transmembrane.

Mutated DLL3 in man results in abnormal vertebral segmentation throughout the entire spine, with all vertebrae losing their normal form and regular three-dimensional shape. The most dramatic changes, radiologically, affect the thoracic vertebrae and the ribs are mal-aligned with a variable number of points of fusion along their length (Fig. 9a). There is an overall symmetry of the thoracic cage and minor, nonprogressive, scoliotic curves that do not require corrective surgery. These features define SCD. In early childhood, before ossification is complete, the vertebrae have smooth, rounded outlines—especially in the thoracic region—an appearance for which we suggested the term “pebble beach” sign (Fig. 9b). We designate this as SCD type 1 (SCD1), although DLL3-associated SCD is an alternative term (Martínez-Frías,2004). Additional anomalies appear to be rare, but in one case abdominal situs inversus was present, although the link with mutated DLL3 is uncertain. In one family, affected siblings homozygous for the exon 8 mutation 1369delCGCTCCCGGCTACATGG (C655M660del17) manifested a form of distal arthrogryposis in keeping with fetal akinesia sequence, and both succumbed in early childhood (C. McKeown, personal communication). This additional phenotype may have been a distinct AR condition segregating coincidentally to SCD, because there was multiple inbreeding in the family. Spinal cord compression and associated neurological features have not been observed in SCD1, and intelligence and cognitive performance are normal. This finding suggests that DLL3 is not expressed in human brain, which contrasts to findings in the mouse, where central nervous system defects have been found (Kusumi et al.,2001), including defects in the neuroventricles of the Pudgy mouse (Kusumi et al.,1998; Dunwoodie et al.,2002).

Details are in the caption following the image

a: Spondylocostal dysostosis (SCD) due to homozygous mutations in DLL3. All vertebrae show abnormal segmentation, and the ribs show irregular points of fusion along their length. However, there is an overall symmetry to the thoracic cage. We designate this SCD type 1. (Courtesy of Yanick Crow.) b: Because of the similarity to smooth, eroded pebbles on a beach, we have suggested calling the radiological appearance the “pebble beach” sign.

To date, 24 mutations (Table 3) have been identified in SCD patients from 26 families (Table 4). Only five of these families are definitely nonconsanguineous, and mutations have been identified in a wide range of ethnic groups. Eighteen mutations truncate the protein and six are missense. Some missense mutations may give rise to a slightly milder phenotype and protein modeling studies may help explain these subtle phenotypic differences in due course. With the one exception of a mutation in the transmembrane domain, all mutations affect the extracellular domain of the gene and are clustered in exons 4–8. Three mutations have been identified in more than one family. The 945delAT (T315C316del2) mutation was found in two ethnic Pakistani kindreds originating from Kashmir, and DNA marker analysis flanking the DLL3 locus has identified a common haplotype, supporting a common ancestry. Similarly, the 614insGTCCGGGACTGCG (R205ins13) mutation was found in two consanguineous families, one ethnic Lebanese Arab and the other ethnic Turkish. Haplotype analysis again supports a common ancestry for these two Levant kindreds. The 599-603dup mutation is present in the original Arab kindred, homozygous in those affected, but in a Spanish family, the affected child is heterozygous for the same mutation. Haplotype analysis on these two pedigrees does not support a common ancestry, and the 599-603dup mutation is, therefore, believed to be recurrent, occurring as it does within a region of the gene with multiple repeat GCGGT sequences. Slipped mispairing during DNA replication is the likely explanation of this insertion mutation.

Table 3. DLL3 Mutations, Reported, and Unreporteda
Gene domain Protein truncating mutations Missense mutations
N-terminus 215del28, 395delG
DSL 602delGb, 599-603dupc, 614ins13b, 615delCd, C207Xb
EGF 1-6 712C>Td, 868del11b, 945delATc, 948delTGb, Q360X, C362Xb, 1256ins18, 1285-1301dup17d, 1365del17b C309Ye, C309R, G325S, G385Dc, G404C
C-terminus, pre-TM 1418delCb
TM 1440delGf G504Df
Total 18 6
  • a Reference sequence NM 203486. DSL, delta-serrate-lag; EGF, epidermal growth factor; TM, transmembrane.
  • b Published (Turnpenny et al.,2003).
  • c Published (Bulman et al.,2000).
  • d Published (Bonafé et al.,2003).
  • e Published (Sparrow et al.,2002).
  • f Published (Whittock et al.,2004a).
Table 4. Origins of DLL3 Mutation Positive Cases
Ethnic origin - families N Consanguineous Nonconsanguineous
Pakistan 6 6
Middle-East– Arab 4 4
Turkey 5 5
Northern Europe 9 6 3
Northern Europe– Turkey 1 1
Southern Europe 1 1
Total 26 21 5

The missense mutation G504D was found in a Northern European family originally reported as demonstrating autosomal dominant SCD (Floor et al.,1989) but recently shown to be an example of pseudodominant inheritance (Whittock et al.,2004a). At present, there is no confirmed case of AD SCD due to mutated DLL3. However, in the large Arab family reported by Turnpenny et al. (1991), one female heterozygous for the 599-603dup mutation had a mild thoracic scoliosis, but no associated segmentation abnormality in the thoracic region, and a very localized segmentation anomaly in the lower lumbar vertebrae. It is possible her scoliosis and lumbar segmentation anomaly were coincidental to her DLL3 carrier status, as no other obligate carrier in the kindred is known to have similar features. It is possible she carried a mutation in a separate somitogenesis gene and was, therefore, a manifesting “double heterozygote,” an example of which is known in an animal model (Kusumi et al.,2003).

In general, we have observed a remarkable consistency in the radiological phenotype in mutation-positive cases (Turnpenny et al.,2003), and with experience, scrutiny of the radiograph is usually possible to identify those patients who will prove to have DLL3 mutations. Importantly, DLL3 mutations have not been found in the wide variety of more common, although diverse, phenotypes that include MVSD and abnormal ribs (Maisenbacher et al.,2005; Giampietro et al.,2006). Therefore, there is remarkably little clinical heterogeneity for the axial skeletal malformation due to mutated DLL3, which has significant implications for the application of genetic testing in the clinical setting.

In relation to defects of the axial skeleton in man, identification of the DLL3 gene in SCD has represented a breakthrough in understanding the causative basis of this group of malformations, as well as highlighting another example of cross-species biological homology. It has become the paradigm for searching for the genetic basis of other SCD phenotypes, which led directly to the identification of MESP2, and later LNFG, in cases of SCD.

Mesoderm Posterior 2 (MESP2)

The identification of mutated MESP2 in association with SCD arose from the study of two small SCD families in whom no DLL3 mutations were found and linkage to 19q13.1 was excluded. In these families, the radiological phenotype was similar but subtly different to SCD type 1. Thoracic vertebrae were severely affected but the lumbar vertebrae were only mildly, as shown by magnetic resonance imaging (MRI; Fig. 10).

Details are in the caption following the image

Magnetic resonance image of the spine in an affected individual homozygous for a mutation in MESP2. The most striking segmentation abnormality is seen in the thoracic spine with relative sparing of the lumber vertebrae. We designate this as spondylocostal dysostosis type 2.

Genome wide homozygosity mapping in one family of Lebanese Arab origin revealed 84 homozygous markers scattered throughout the genome, of which 6 were concentrated in a block on 15q (D15S153 to D15S120) and 5 were concentrated in a block on 20q (D20S117 to D20S186). Subsequent mapping excluded linkage to the 20q region but demonstrated linkage to the 15q markers D15S153, D15S131, D15S205 and D15S127. Fine mapping using additional markers demonstrated a 36.6 Mb region on 15q21.3-15q26.1, between markers D15S117 and D15S1004, with a maximum two-point lod score of 1.588, at θ = 0 for markers D15S131, D15S205, D15S1046, and D15S127. The region between markers D15S117 and D15S1004 contains in excess of 50 genes and is syntenic to mouse chromosome 7 that contains the Mesp2 gene. The Mesp2 knockout mouse manifests altered rostrocaudal polarity, resulting in axial skeletal defects (Saga et al.,1997). The predicted human gene, MESP2, comprises two exons spanning approximately 2 kb of genomic DNA at 15q26.1. Direct sequencing of the MESP2 gene in the two affected siblings demonstrated a homozygous 4-bp (ACCG) duplication mutation in exon 1, termed 500-503dup (Whittock et al.,2004b). The parents were shown to be heterozygous and the unaffected sibling homozygous normal, consistent with the duplication segregating with SCD in the family. Fluorescent polymerase chain reaction excluded this mutation from 68 ethnically matched control chromosomes. Analysis of the genomic structure of the MESP2 gene highlighted a discrepancy between the Sanger Centre and NCBI human genomic assembly databases. In the latter, there is an additional short intron located after base 502 of the MESP2 coding region. This finding does not appear in the Ensembl gene prediction and, due to a lack of consensus splice sites within this proposed intronic sequence, the Exeter group concluded that the intron does not exists. However, the presence or absence of such an intron did not effect the conclusion concerning the 4-bp insertion on MESP2 protein production, which is predicted to interrupt splicing and lead to a frameshift at the same point in the MESP2 protein. Having confirmed mutated MESP2 as a cause of AR SCD, we designated this as SCD type 2, or MESP2-associated SCD.

In the second, nonconsanguineous family under study, haplotype data were consistent with linkage to the MESP2 locus, but sequencing of the gene failed to identify mutations. The MESP1 gene, which is located upstream of MESP2 on 15q, was also sequenced without any alteration being identified. It remains to be seen whether a mutation in one of the promoter regions, or some other position effect, might be responsible.

The MESP2 gene is predicted to produce a transcript of 1,191 bp encoding a protein of 397 amino acids. The human MESP2 protein has 58.1% identity with mouse MesP2, and 47.4% identity with human MESP1. Human MESP2 amino terminus contains a basic helix–loop–helix (bHLH) region encompassing 51 amino acids divided into an 11 residue basic domain, a 13 residue helix I domain, an 11 residue loop domain, and a 16 residue helix II domain. The loop region is slightly longer than that found in homologues such as paraxis. The length of the loop region is conserved between mouse and human MESP1, MESP2, Thylacine 1 and 2, and chick mesogenin. In addition, both MESP1 and MESP2 contain a unique CPXCP motif immediately carboxy-terminal to the bHLH domain (Fig. 11). The amino- and carboxy-terminal domains are separated in human MESP2 by a GQ repeat region also found in human MESP1 (2 repeats) but expanded in human MESP2 (13 repeats). Mouse MesP1 and MesP2 do not contain GQ repeats but they do contain two QX repeats in the same region: mouse MesP1 QSQS, mouse MesP2 QAQM. Hydrophobicity plots indicate that MesP1 and MesP2 share a carboxy-terminal region that is predicted to adopt a similar fold, although MesP2 sequences do contain a unique region at the carboxy-terminus.

Details are in the caption following the image

Schematic showing the MesP2 and MesP1 homologues from human, mouse, and chick. The carboxy-terminus is highly divergent between species.

Sequence analysis of 20 ethnically matched and 10 nonmatched individuals revealed the presence of a variable length polymorphism in the GQ region of human MESP2, beginning at nucleotide 535. This region contains a series of 12-bp repeat units. The smallest GQ region detected contains two type A units (GGG CAG GGG CAA, encoding the amino acids GQGQ), followed by two type B units (GGA CAG GGG CAA, encoding GQGQ) and one type C unit (GGG CAG GGG CGC, encoding GQGR). Analysis of this polymorphism in the matched and nonmatched controls revealed allele frequencies that were not significantly different, statistically, between the two groups.

MESP2 is a member of the bHLH family of transcriptional regulatory proteins essential to a vast array of developmental processes (Massari and Murre,2000). Murine Mesp1 and Mesp2, located on chromosome 7, are separated by approximately 23 kb. They are positioned head to head and transcribed from the interlocus region (Saga et al.,1996). At least two enhancers are involved in the expression of these genes in mouse (Haraguchi et al.,2001): one in early mesoderm expression and the other in presomitic mesoderm (PSM) expression. In addition, a suppressor responsible for the rostrally restricted expression in the PSM has been identified (Haraguchi et al.,2001). These enhancers are essential to the specific and coordinated expression of the MesP proteins. The expression of MesP1 and Mesp2 is first detected in the mouse embryo at the onset of gastrulation (∼6.5 days post coitum [dpc]) and is restricted to early nascent mesoderm (Saga et al.,1996; Kitajima et al.,2000). At this stage, the expression domain of Mesp1 is broader than that of Mesp2, and lineage analysis of Mesp2-expressing cells shows that they contribute to cranial, cardiac, and extraembryonic mesoderm (Saga et al.,1999). Expression is then down-regulated as Mesp transcripts are not detected later in development. A second site of Mesp expression is detected at 8.0 dpc immediately before somitogenesis. A pair of MesP-expressing bands appear on each side of the embryonic midline, at the anterior part of the PSM where the somites are anticipated to form (Saga et al.,1997,1999). During somitogenesis MesP1 and MesP2 continue to be expressed in single bilateral bands in the anterior PSM. MesP2 expression within the PSM continues until approximately the time when somite formation ceases (∼13.5 dpc; Saga et al.,1999), after which Mesp expression is rapidly down-regulated as transcripts are not detected in newly formed somites.

Alignment of MesP2 homologues from human, mouse, Xenopus, and chick demonstrates a highly divergent carboxy-terminus between species (Fig. 11), and it is unknown whether functional domains are similarly arranged in all Mesp2 orthologues, though this is well characterized for the Xenopus Mesp2 orthologue, Thylacine (Sparrow et al.,1998). If the carboxy-terminus in human MesP2 is required for transcriptional activation, then the mutant form of the protein described here, lacking the carboxy-terminus, would lose this function. Mouse pups lacking MesP2 die within 20 minutes of birth, presenting with short tapered trunks and abnormal segmentation, affecting all but a few caudal (tail) vertebrae (Saga et al.,1997). This finding resembles Dll3-null mice, where the rib and vertebral architecture is disturbed along the entire axis.

Unlike the mouse null MesP2 allele, the human mutant protein retains its bHLH region and, although truncated, could still dimerize, bind DNA, and act in a dominant-negative manner. However, in the affected family the heterozygous parents demonstrated no axial skeletal defects, from which we deduce that this MESP2 mutation is recessive. Similarly, heterozygous mice are normal and fertile (Saga et al.,1997). It is possible that a single functional carboxy-terminus is sufficient to activate transcription but alternatively the MESP1 protein may compensate for the absence of MESP2 function, just as MesP1 can rescue the axial skeletal defects in MesP2-deficient mice in a dosage-dependent manner (Saga,1998). Another possibility is that the mutant MESP2 transcript, containing a premature stop codon at 1099–1101 bp, is degraded by nonsense-mediated RNA decay, with no truncated protein being produced (Culbertson,1999).

In murine somitogenesis, MesP2 has a key role in establishing rostrocaudal polarity by participating in distinct Notch-signaling pathways (Takahashi et al.,2000,2003). Mesp2 expression is induced by Dll1-mediated Notch signaling (presenilin1-independent) and Dll3-mediated Notch signaling (presenilin1-dependent), while inhibition of Mesp2 expression is achieved through presenilin1-independent Dll3-Notch signaling. Because Mesp2 can inhibit Dll1 expression, this complex signaling network results in stripes of Dll1, Dll3, and Mesp2 gene expression in the anterior PSM.

The extent to which this process directly correlates with somitogenesis in man is unknown, except that the phenotypes of the Mesp2 and Dll3 mutant mice bear a resemblance to human SCD (Saga et al.,1997; Kusumi et al.,1998; Dunwoodie et al.,2002). The findings in this one family provided the first evidence that MESP2 is critical for normal somitogenesis in man. A second affected family with the identical mutation was presented at the 2005 meeting of the International Skeletal Dysplasia Society (L. Bonafé, personal communication), Martigny, Switzerland, and manifests a similar phenotype. Whether there is common ancestry between the two families is not known.

Lunatic Fringe

The identification of Notch pathway genes as causes of human SCD inevitably suggests the hypothesis that other genes of the pathway may be implicated in other forms of AVS/MVSD. Among these, the Lunatic Fringe (LNFG) gene was considered a strong candidate because the Lnfg-null mouse has a nonlethal phenotype that includes costovertebral abnormalities. Initially, however, mutation screening in a series of affected subjects with diverse radiological phenotypes failed to identify any positive cases. LFNG encodes a glycosyltransferase that post-translationally modifies the Notch family of cell surface receptors, a key step in the regulation of this signaling pathway (Haines and Irvine,2003). The LFNG protein is a fucose-specific β-1,3-N-acetylglucosaminyltransferase (Bruckner et al.,2000; Moloney et al.,2000) that functions in the Golgi to post-translationally modify the Notch receptors, altering their signaling properties (Haines and Irvine,2003). Earlier studies have shown that Lfng gene expression is severely disregulated in Dll3-null mice, suggesting that Lfng expression is dependent on Dll3 function (Dunwoodie et al.,2002; Kusumi et al.,2004).

The proband under study was an adolescent boy originating from northern Lebanon, the second of five children born to consanguineous parents. He had a short neck and a short trunk at birth and at 15 years had marked shortening of the thorax with a pectus carinatum deformity and kyphoscoliosis. A spinal MRI confirmed MVSD in the cervical and the thoracic spine with a serpentine curve in the cervical spine and concavity to the right in the upper spine and concavity to the left inferiorly. The thoracolumbar spine showed multiple hemivertebrae (Fig. 12), and there were multiple rib anomalies. The spinal cord was normal with no evidence of a syrinx. At 15, he had a markedly short trunk with a height of 155 cm (5th percentile), lower segment of 92.5 cm and a span of 186.5 cm. The span:height ratio is close to unity in individuals with normal proportions, but the measurements suggest that his foreshortened trunk reduced his stature by approximately 30 cm. At birth, he had been noted to have a contracture of the left index finger and, at age 15, he had hypoplasia of all the distal interphalangeal joints of the fingers, which were long and slender. Radiographs of the wrists and ankles were normal and the link between the spinal malformation and mild digital contractures remains speculative.

Details are in the caption following the image

Magnetic resonance image of the spine in the affected individuals homozygous for a mutation in LNFG. Severe segmentation abnormalities throughout the spine has given rise to marked shortening of the trunk. We designate this spondylocostal dysostosis type 3.

On sequencing the entire coding region and splice sites of the LFNG gene, a homozygous missense mutation (c.564C>A) in exon 3 was detected (Sparrow et al.,2006), resulting in substitution of leucine for phenylalanine (F188L). The proband's parents, with normal spinal anatomy, were both heterozygous for the mutant allele. The phenylalanine residue substituted is highly conserved (Correia et al.,2003) and close to the active site of the enzyme. The mutation created a novel MseI restriction enzyme site, which was used to confirm the sequencing results in the pedigree. This variant was not found in 34 ethnically matched control subjects (68 chromosomes), and the underlying base substitution was not present in the NCBI SNP database (www.ncbi.nlm.nih.gov). Examination of the mutation within a fringe model based on solved glycosyltransferase structures showed the conserved phenylalanine residue (F188) to be located in a helix that packs against the strand containing Mn2+-ligating residues, rather than being directly involved in UDP-N-acetylglucosamine or protein binding.

Further evidence of causality was provided by functional assays of the LFNG mutant. Two F187L mutations in mouse Lfng that correspond to F188L in human LFNG were generated: a c.564C>A mutation that encodes the rare leucine codon (TTA) observed in the proband, and the [c.562T>C + c.567C>G] mutation encoding the most common human leucine codon (CTG). In addition, a previously characterized enzymatically inactive form of Lfng (D202A) was created that disrupts the conserved DDD Mn2+-binding active site (Chen et al.,2001). Protein expression studies showed that both F187L mutant Lfng proteins were expressed at higher levels than wild-type or D202A Lfng forms, indicating that both translation efficiency and protein stability were not adversely affected by the F187L amino acid change. As Lfng protein is normally present in the Golgi apparatus (Fig. 7), intracellular protein localization was examined using immunofluorescence. Wild-type and D202A mutant Lfng were localized predominantly to the Golgi, whereas the F187L mutant Lfng did not colocalize with a marker. It was concluded that the F187L mutant form of Lfng is expressed but mislocalized within the cell.

This single case of SCD due to mutated LNFG has provided further evidence that proper regulation of the Notch signaling pathway is an absolute requirement for correct patterning of the axial skeleton, at the same time defining SCD type 3, or LNFG-associated SCD.

ALAGILLE SYNDROME (ARTERIOHEPATIC DYSPLASIA), JAGGED1 AND NOTCH2

We briefly consider the JAGGED1 and NOTCH2 genes in this review because of their role in Notch signaling and the fact that mutations result in Alagille syndrome (AGS), which is well known to pediatricians and clinical geneticists. However, involvement of the axial skeleton in AGS is limited. AGS is a multisystem disorder characterized by paucity of bile ducts, giving rise to progressive cholestatic liver disease (sometimes manifesting as prolonged neonatal jaundice), and congenital heart disease. It follows autosomal dominant inheritance, in contrast to recessively inherited SCD due to mutated DLL3, MESP2, and LNFG, and in common with most dominantly inherited conditions, it demonstrates marked variability. First described in 1969 (Alagille et al.,1969), it was delineated in 1975 (Alagille et al.,1975) and diagnostic criteria established (Alagille et al.,1987). Table 5 lists the full features of AGS.

Table 5. Diagnostic Criteria (in Italics) and Additional Features of Alagille Syndrome
Criteria Body system Most specific abnormality Additional features
Mandatory feature Paucity of intrahepatic bile ducts on liver biopsy
Involvement of three or more of these systems Liver Chronic cholestasis
Congenital heart disease Pulmonary/ peripheral pulmonary stenosis Tetralogy of Fallot, patent ductus arteriosus, atrial/ ventricular septal defects
Skeleton Butterfly vertebrae Hemivertebrae, failure of sacrum formation, radioulnar synostosis, digital anomalies with short phalanges
Ophthalmic Posterior embryotoxon Keratoconus, cloudy cornea, pigmentary retinopathy
Craniofacial facies High forehead, deep set eyes +/− upslanting palpebral fissures, long nose with flattened tip, prominent chin Craniosynostosis, orofacial clefts, oligodontia
Endocrine/ metabolic Hypothyroidism, xanthomas, diabetes mellitus, short stature, delayed puberty
Abdomen Renal dysplasia, renal cystic disease, unilateral renal agenesis, jejunal/ ileal atresia/ stenosis, intestinal malrotation, pancreatic atrophy
Vasculature Intracranial hemorrhage

Clearly, the widespread features of this condition distinguish it from the pure axial skeletal malformation seen in SCD, previously described. However, the axial skeleton is frequently involved AGS, although to a far lesser extent than in SCD. The main features are a variable presence of butterfly vertebrae (Fig. 13), sometimes hemivertebrae, and occasional absence of the sacrum. These skeletal anomalies are rarely of any clinical significance in AGS patients.

Details are in the caption following the image

Butterfly vertebrae in the thoracic spine of a 5-year-old patient with Alagille syndrome. (Note the radiopaque wires overlying the vertebrae are situated in the sternum bone, and this patient had surgery for congenital heart disease.)

In classic cases, the experienced clinician can diagnose AGS from the mildly dysmorphic facies (Fig. 14). The forehead is often high and bossed, and the eyes may be deep set and/or the palpebral fissures narrow and upslanting. Whether the facies are secondary to other features of AGS, such as long-term consequences of cholestasis, is a matter of conjecture (Kamath et al.,2002). Kamath et al. (2003) have shown that the unusual facies is the most penetrant of all the variable clinical features.

Details are in the caption following the image

The face in Alagille syndrome. The mother and her child both have a mutation in JAGGED1. The forehead is broad and the palpebral fissures narrow and upslanting. The mandible is slightly prominent.

At the extreme end of the disease spectrum, severely affected subjects may have life threatening complications from liver disease and/or congenital heart disease. The liver disease typically shows paucity of the intrahepatic bile ducts on biopsy but progression may occur and eventually lead to cirrhosis and hepatic failure, with perhaps one quarter of patients presenting in infancy going on to require organ transplantation. Congenital heart disease is present in a large proportion of patients, and the pulmonary vasculature is most commonly involved. Thus, pulmonary valve or pulmonary artery stenosis, and peripheral pulmonary artery stenosis, are the common lesions, occurring in two thirds of AGS patients (Emerick et al.,1999). However, tetralogy of Fallot is a complex malformation that occurs in up to 10% of patients, and ventricular and atrial septal defects are also seen (Alagille et al.,1975; Kamath et al.,2003). Interestingly, one family has been reported in which congenital heart disease segregates with a JAGGED1 mutation in the absence of hepatic or other features of AGS (Eldadah et al.,2001). AGS patients with complex congenital heart disease have a poorer prognosis compared with patients with similar congenital heart defects without AGS (Emerick et al.,1999), the reasons for which are not fully understood.

The JAGGED1 gene is located on chromosome 20p12, comprises 26 exons, and, like DLL3, is a ligand for Notch receptors (Fig. 7) with similar domain structure (Fig. 15). Cloned in 1997 (Li et al.,1997; Oda et al.,1997), numerous mutations have been found in affected patients. All types of mutation have been described—nonsense, missense, splice site, frameshift, and deletion. It was reported early on that mutations were identified in up to 70% of patients (Krantz et al.,1998; Crosnier et al.,1999), although this figure increases to greater than 90% when strict clinical criteria are used (B. Kamath, personal communication). Up to 5% of AGS patients may have a microdeletion involving chromosome 20p12 (Krantz et al.,1997), and these patients are not readily distinguished from patients with JAGGED1 mutations. For those heterozygous for mutations, which map to the extracellular and transmembrane domains of JAGGED1, there is no clear genotype–phenotype correlation (Kamath et al.,2003), and mutations give rise in 70% of cases to a premature termination codon. Haploinsufficiency has, therefore, been proposed as the main mechanism of AGS. However, there has been interest in the possibility of a dominant-negative effect of truncated forms of Serrate/Jagged, although few studies of the mutant mRNAs and proteins from AGS patients have been performed in efforts to elucidate the molecular mechanisms. Recently published work (Boyer et al.,2005) on the stability of mutant mRNA transcripts leaves open the possibility that a dominant-negative effect may be the molecular mechanism in some patients. Transcripts from the livers of 5 patients, and 24 lymphoblastoid cell lines of AGS patients were studied. Mutant JAGGED1 transcripts were recovered from RNAs with 5 missense mutations, 2 in-frame deletions, and from 19 of 21 with premature termination codons. Mutant transcripts were also recovered from the tissues of a 23-week-old AGS fetus with a mutation giving rise to a premature termination codon. The results suggested that mutant transcripts with premature termination codons generally escape nonsense-mediated mRNA decay, which might then lead to the synthesis of soluble forms of JAG1. Similar truncated protein transcripts were identified in other cell lines transfected with a mutant JAGGED1 cDNA, and the presence of mutant proteins, regardless of mutation type, suggested the possibility of a dominant-negative effect. The precise mechanism in JAGGED1 mutated cases of AGS, therefore, remains to be elucidated.

Details are in the caption following the image

Schematic of the JAG1 gene in man. SP, signal peptide; DSL, delta-serrate-lag; EGF, epidermal growth factor; TM, transmembrane.

The contribution of the Notch signaling pathway and JAGGED1 to intrahepatic bile duct formation (IHBD) remains unknown. Studies of the expression patterns of Jagged1, Notch2, and Hes1 in Hes1-null mice, in comparison with wild-type mice, suggest that Notch signaling is very important in the differentiation of biliary epithelial cells and is essential for their tubular formation during IHBD. Jagged1 was found to be expressed in portal mesenchyme during the neonatal period and during the same period Notch2 and Hes1 expression was observed in the biliary epithelial cells adjacent to the Jagged1-positive cells. During ductal plate remodeling, Notch2 and Hes1 were up-regulated exclusively in the biliary epithelial cells that form tubular structures but tubular formation of IHBD was absent in Hes1 null mice (Kodama et al.,2004).

The observation that a small number of AGS patients were negative on JAGGED1 mutation screening, despite meeting the diagnostic criteria, led to consideration that a second locus may be implicated in AGS. A Jagged1/Notch2 double heterozygote mouse was shown to have hepatic, cardiac, ocular, and renal abnormalities not dissimilar to those seen in AGS patients (McCright et al.,2002). Furthermore, the expression pattern of Notch2 suggested it might have a close developmental pathway relationship with Jagged1 (Loomes et al.,2002). Sequencing of NOTCH2 in 11 probands identified mutations in two cases, whose families together contained five affected individuals (McDaniell et al.,2006). In both probands renal disease was severe, as well as being present in all three mildly affected relatives, raising the possibility of a slightly different spectrum of clinical severity compared with JAGGED1-positive AGS cases.

One of the mutations, c.59301G→A (exon 33), predicts a premature termination codon in exon 34 such that three of the seven ankyrin repeats, and ensuing sequence, would be lost. Ankyrin repeats are localized intracellularly and interact with nuclear cofactors that modulate Notch signaling. The second mutation, c.1331G→A (exon 8), results in substitution of a tyrosine residue for a cysteine in the 11th EGF-like repeat (C444Y). As with missense mutations affecting conserved cysteine residues in EGF repeats in DLL3, and other genes, this can be expected to be pathogenic and, indeed, was not found in 220 control chromosomes. A mutated Notch2 receptor is, therefore, confirmed as a rare cause of AGS. The NOTCH2 gene is large, comprising a coding region of 34 exons and incorporating 36 EGF-like repeats in addition to the intracellular ankyrin repeat domain.

In terms of pathophysiology, attention has been given to the possibility that AGS is essentially a defect of vasculogenesis (Kamath et al.,2004). Apart from the frequency of congenital heart disease, it has become clear that other forms of vascular anomaly occur frequently, in up to 9% of AGS patients. In the review of Kamath et al. (2004), there were patients with aneurysms of the basilar arteries, middle cerebral arteries, and aorta, and some had structural anomalies of the internal carotid arteries. From a total of 268 patients reviewed, 25 (9%) had significant noncardiac vascular anomalies and a further 9 subjects had intracranial events in the absence of documented intracranial vascular anomalies. Of the 29 patients in this group who died, 10 (34%) succumbed to noncardiac vascular complications. There was no genotype–phenotype correlation in those with noncardiac vascular pathology; indeed, most types of mutation occurred in JAGGED1—nonsense, missense, splice site, and frameshift.

Defective vasculogenesis in AGS is consistent with a pattern observed in defective Notch pathway signaling. Most familiar to the clinician is the autosomal dominant condition CADASIL (Cerebral Autosomal Dominant Arteriopathy with Subcortical Infarcts and Leukoencephalopathy) due to heterozygous mutation in the Notch 3 receptor. Cerebrovascular accidents and dementia typically occur from late middle-age in this condition, preceded often by a history of migraine attacks at a younger age. Mutations in the Notch 3 receptor appear to result in alteration to cells of the smooth muscle in blood vessels (Joutel et al.,1996). In Notch1 knockout mice and Notch1/Notch4 double mutants, as well as mice homozygous for Jagged1 mutations, nonviability is due to failure of normal vasculogenesis (Xue et al.,1999; Krebs et al.,2000). In the developing liver the formation of mature tubular bile ducts is preceded by the formation of intrahepatic arterial branches (Libbrecht et al.,2002). Defective Notch signaling in AGS, therefore, may be the mechanism that leads to paucity of bile ducts, mediated by poor vascular development. However, the specificity of abnormal vertebral segmentation in AGS, in the form of butterfly vertebrae, makes defective vasculogenesis an unlikely mechanism causing this feature. It is more likely that haploinsufficiency for JAG1 leads to a specific defect in boundary formation in somitogenesis.

NOMENCLATURE AND TERMINOLOGY

In axial skeleton segmentation disorders the radiological features are crucial in syndrome delineation, which in turn is essential for providing offering accurate genetic counseling. However, in the medical literature and in clinical practice nomenclature is very confused, such that terms are used interchangeably between phenotypes. There is a need to introduce consistency and standardization. In describing segmentation abnormalities of the spine and ribs the terms Jarcho-Levin syndrome, costovertebral (Norum and McKusick,1969; Cantú et al.,1971; Bartsocas et al., 1981; David and Glass,1983) / spondylocostal / spondylothoracic dysostosis / dysplasia all feature. Strictly speaking, these disorders are probably dysostoses rather than dysplasias. A dysplasia refers to a developmental and ongoing abnormality of chondro-osseous tissues during (pre- and) postnatal life, whereas a dysostosis is a stable condition resulting from a formation abnormality early in morphogenesis.

The eponymous Jarcho-Levin syndrome (JLS) is frequently used across the entire spectrum of radiological phenotypes that include abnormal vertebral segmentation (AVS) and rib alignment. In 1938, Jarcho and Levin reported two siblings of Puerto Rican origin with AVS of the entire vertebral column, although most severe in the thoracic region (Jarcho and Levin,1938). Fusion of several ribs was present (Fig. 2) and both subjects died in infancy from respiratory failure. Close scrutiny of the images suggests the phenotype is closest to SCD type 2, perhaps due to mutations in MESP2. To prevent confusion, we believe it is preferable to avoid the use of eponymous designations in this field in favor of a more rigorous descriptive system of radiological abnormalities. Such a system has been devised by the International Consortium for Vertebral Anomalies and Scoliosis (ICVAS) and will be published in detail elsewhere. Here, we provide an outline of the scheme (see Appendix), which is essentially descriptive, based on the radiology of the spine and accommodating current knowledge of the Mendelian forms of SCD.

Apart from seeking to introduce consistency and reduce confusion, it is hoped that the new classification system will prove to be (1) clinically useful to radiologists, spinal surgeons, and clinical geneticists; and (2) readily transferable to bioinformatic approaches being developed by segmentation biologists, such that the abnormal axial skeletal phenotypes in animal models will be described under the same system.

First, vertebral segmentation defects (VSD) should be identified by the number affected, including contiguity, and the spinal region(s) involved. They would, therefore, be single (SVSD), multiple (MVSD), or generalized (GVSD) and described within the region affected, i.e., cervical, thoracic, lumbar, and/or sacrococcygeal. Spinal curvatures (e.g., scoliosis) and vertebral morphology, e.g., hemivertebrae—complete, incarcerated or wedge, fusion, cleft, block, bar—should be described. The system allows for the use of specific radiological signs, e.g., “pebble beach,” “tramlines,” and “sickle-shaped,” which are linked to specific phenotypes. The size, shape, and symmetry of the thoracic cage should be described and, similarly, rib number, symmetry, and types of rib fusion.

Specific terms such as spondylocostal dysostosis (SCD), should be reserved for specific phenotypes, which we define as contiguous involvement of ≥ 10 segments but without the presence of an unsegmented bar, a generally symmetrical thoracic cage and rib number, plus the presence of intercostal rib fusion(s). This phenotype correlates with the genotype, i.e., involvement of the DLL3, MESP2, and LNFG genes, which define SCD1, SCD2, and SCD3, respectively. Similarly, the term spondylothoracic dysostosis should be restricted to a specific combination of phenotypic features, as discussed above. The terms Jarcho-Levin and Klippel-Feil should be discontinued because of their indiscriminate usage. The classification does, however, allow for retention of well-established and eponymous syndromic associations, e.g., Alagille and Robinow.

The system has been subjected to a verification exercise consisting of 10 diverse radiological AVS phenotypes, previously unseen, that were independently evaluated by members of the ICVAS Classification Group. The interobserver variability was assessed statistically and a kappa value of 0.77 achieved, indicating a high level of correlation. We, therefore, believe the system will stand up to further rigorous use. As segmentation biologists working on animal models identify candidate developmental genes, the use of a transferable classification system based on accurate phenotypic description will facilitate stratification and testing in patient cohorts with a view to making further inroads to the factors causing abnormal vertebral segmentation in man.

PERSPECTIVES

Abnormal segmentation of the spine is a relatively common birth defect but very diverse in nature and extent. Sometimes the simplest defect in segmentation can lead to devastating clinical consequences, for example severe progressive scoliosis secondary to a single congenital hemivertebra. There are no reliable data on the true frequency of these defects in man, and there is a need to study the epidemiology in greater depth and on a larger scale. Although much exciting developmental biological science in animal models is beginning to elucidate the mechanisms and signaling pathways in somitogenesis, studies of the mechanisms of abnormal segmentation in man pose enormous challenges. For the foreseeable future, there needs to be a strong alliance between developmental biologists and human geneticists and clinicians, such that the relevance of breakthroughs in the understanding of somitogenesis can be applied in a clinical setting. It is to this end that collaborative efforts are under way through the establishment of the multidisciplinary ICVAS.

It will certainly prove to be the case that multiple different mechanisms account for abnormal segmentation. Not all will prove to be genetic, either in whole or in part. Small but significant progress has taken place with a group of rare disorders, the spondylocostal dysostoses, mostly inherited as autosomal recessive traits. There are undoubtedly more genes to be identified in elucidating the cause(s) of cases and families that bear all the hallmarks of Mendelian traits. As yet, there are few clues to understanding the majority of abnormal phenotypes, characterized by limited, regional involvement of the spine and often manifesting marked asymmetry, sometimes with other organ systems involved. What are the genetic and disruptive factors giving rise to these phenotypes? Only when inroads are made in this group will it begin to be possible to offer reliable and accurate genetic counseling to affected families.

Acknowledgements

P.D.T. is grateful to the Molecular Genetics Laboratory, Royal Devon and Exeter Hospital, Exeter, and Peninsula Medical School, in particular the significant contributions of Professor Sian Ellard, Dr. Neil Whittock, Ms. June Duncan (deceased), and Dr. Beth Young. He also thanks Action Medical Research, British Scoliosis Research Foundation, and Birth Defects Foundation for funding.

    APPENDIX

    ICVAS CLASSIFICATION OF CONGENITAL SPINAL MALFORMATIONS (ICVAS – International Consortium for Vertebral Anomalies and Scoliosis)

    Rules: Phenotype Classification

    • A

      Congenital abnormalities of the vertebrae, therefore, excludes ALL dysplasias

    • B

      SCD / STD = dysostoses (do not use “dysplasia”)

    • C

      Discontinue use of the terms “Jarcho-Levin” and “Klippel-Feil” syndromes Classification of Vertebral Segmentation Defects (VSD)

      • a

        MVSD (M = Multiple)

        • i

          Generalized

          • 1

            STD (well described phenotype)

          • 2

            SCD (classic)

            • a

              Symmetrical (overall chest shape)

            • b

              Nonprogressive scoliosis

            • c

              MVSD ≥ 10 (Contiguous)

            • d

              Absence of a bar

            • e

              Fused / malaligned ribs

        • ii

          Regional

          • 1

            Multiple, e.g. VATER / VACTERL, CHARGE, Goldenhar / Facio-Auriculo-Vertebral, etc. (i.e., recognizable syndromes / associations)

          • 2

            Undefined

      • b

        SVSD (S = Single)

        • i

          Alagille, VATER (i.e., recognizable syndromes / associations)

        • ii

          Undefined

    • D

      Comments

      • a

        Include inheritance

      • b

        Include OMIM

    • E

      Full examination

    1. Spine

    • A

      Kyphosis (> 5 degrees wedge of a vertebral body) Scoliosis (> 10 degrees over entire range of abnormality) Kyphoscoliosis Lordosis Straight

    • B

      Normal length Short (upper / lower segment ratio) Long

    2. Vertebrae

    (NB. Counting total number vertebral bodies may be very difficult)
    • A

      None

    • B

      Single

    • C

      Multiple (≥ 2, please specify / approximate number) Contiguous Noncontiguous Both (i.e., multiple regional involvement)

    • D

      Whole

      • 1

        Cervical

        • a

          Cervico-occipital (includes C1)

        • b

          Upper cervical (C2 and C3)

        • c

          Lower cervical

      • 2

        Thoracic

      • 3

        Lumbar

      • 4

        Cervicothoracic

      • 5

        Thoracolumbar

      • 6

        Cervicothoracolumbar

      • 7

        Sacral

      • 8

        Coccygeal

      • 9

        Sacrococcygeal

      • 10

        Caudal

        • a

          Specify levels when possible, e.g., T3 – T7 (based on normal anatomy)

    E. Vertebral morphology AP Lateral
    Top, +1, +2 … bottom

    Specific

    • I

      Hemi

      • a

        Complete

      • b

        Incarcerated

      • c

        Fused

    • II

      Wedge

    • III

      Block

    • IV

      Bar

    • V

      Butterfly/ Cleft

    • VI

      Dysraphism

    • VII

      Absent/ Agenesis

    • VIII

      Diameter

      • a

        Increased

      • b

        Decreased

      • c

        Normal

    Generalized (≥ 10)

    • I

      Pebble beach

    • II

      Tramlines

    • III

      Sickle-shaped

    3. Thoracic CAGE (primary)

    • A

      Size / Shape (? AP diameter)

      • 1

        Normal

      • 2

        Decreased height

      • 3

        Narrow

      • 4

        Bell-shaped

      • 5

        Globular

      • 6

        Trapezoidal

      • 7

        Increased AP diameter (if lateral X-ray available)

    • B

      Symmetry (i.e., general symmetry in shape; not referring to rib symmetry)

      • 1

        Symmetrical

      • 2

        Asymmetrical

    4. Ribs (primary)

    • A

      Symmetry

      • 1

        Size

      • 2

        Shape

      • 3

        Number

    • B

      Number

      • 1

        Left

      • 2

        Right

    • C

      Fusion

      • 1

        None

      • 2

        Symmetrical / Asymmetrical

      • 3

        Costovertebral

        • a

          Spinal anomaly at same level

      • 4

        Intercostal

        • a

          Anterior

        • b

          Lateral

        • c

          Posterior

          • i

            Spinal anomaly at same level