Strategic opposition and coalition governance
In this section, we explain why and how opposition parties can be expected to use legislative oversight tools to uncover intra-coalition conflict between parties in coalition government. We begin by setting out some general assumptions about the functions and motivations of opposition parties. While our perspective applies to any opposition party, for simplicity we will assume just one opposition party.
4
One role of the opposition is to use the legislative process to engage with and critically assess the government’s proposed legislation (
Brazier, 1999;
Norton, 2008;
Potter, 1965). However, the government in parliamentary regimes is often said to dominate the law-making process, leaving little opportunity for opposition influence and leading to executive dominance of the legislature (
Lijphart 2012: 129). On closer inspection, executive-legislative imbalance is arguably aligned with the power and procedural imbalance between the government and the opposition within the legislature (at least under parliamentarism). Under parliamentarism, the perception is that the executive does what it wants and gets the legislation it wants, particularly if it controls a majority of seats in the legislature (
Mezey 1979: 3). Thus although, there is a de jure role of the legislature and opposition, neither the legislature as a whole nor the opposition in particular tend to play central de facto roles in law making in many parliamentary systems (
De Giorgi and Ilonszki 2018).
But an opposition party has a second and arguably more influential role: to hold the government – and through the government, the wider system of public administration – to account.
Kreppel (2014: 86) defines legislative accountability and oversight as ‘the monitoring of executive agencies tasked with the implementation of policy decisions, and regular engagement with the political executive to insure it is meeting its commitments to the public and adequately addressing the various policy needs of the country’. The key to oversight is information and the capacity to explore what the executive is, and is not, doing. An opposition party may have at its disposal a number of parliamentary devices to aid oversight of the government. These mechanisms provide a means for the opposition to hold to account the executive – either the political executive, the bureaucracy or the wider public sector. Specific tools to control the executive include parliamentary questions, committee investigations and hearings, and – arguably the ultimate form of oversight in a parliamentary regime – the power to dismiss the executive or individual members of the executive.
We should step back and ask what motivates an opposition party to engage in executive oversight. Having oversight as a role and function of a legislature is all well and good, but why would a party (and in particular an opposition party) invest in oversight activities? The reason, we suggest, is that an opposition party will pursue electoral and office goals, and these goals can be achieved through engaging in executive oversight. For
Downs (1957) political parties exist, and thus formulate policy, to win elections. Elections are won by maximizing votes and political parties respond to voters’ preferences in order to accumulate as many votes as possible (see, for example,
Bäck and Debus 2016;
Ezrow et al., 2011;
Scarrow et al., 2017;
Strøm 1990).
5
An opposition party can maximize electoral support in part by pursuing activities that reduce the electoral support for incumbent governing parties. As
Cheibub and Przeworski (1999, 225) note, electoral ‘accountability is a retrospective mechanism, in that sense that the actions of rulers are judged ex post by the effects they have’. One strategy to reduce governing parties’ electoral popularity is to maximize opposition oversight of the executive. Oversight exposes the governments’ policy weaknesses, with consequences for how voters perceive the incumbent government’s performance.
6
In situations of single-party government, or where the legislature has a majority and minority party, one strategy available to an opposition (minority) party is to seek to divide the governing party. Research on US politics demonstrates that an attractive strategy for the minority party in Congress is to concentrate its attention on policy issues about which the majority party in Congress is somehow divided (
Carmines and Stimson 1989). This drives a wedge between legislators in the governing party thereby undermining the majority party’s platform and legislative party unity. Or, to cite
Schattschneider (1960: 69–70), ‘the effort in all political struggles is to exploit cracks in [one’s] opposition while attempting to consolidate one’s own side’.
Applied to a parliamentary system, the wedge issue thesis suggests that an opposition party should focus attention on issues which divide the governing parties. We believe that this thesis can apply equally to multiparty governments, with the opposition specifically focused on policy differences between the parties, and more specifically, ministerial drift from the coalition agreement.
7
Our argument – and the core theoretical contribution of this article – is to suggest a more nuanced approach to understanding opposition oversight strategies in legislatures with a coalition government. Yes, we still expect the opposition to engage in oversight of the government, exactly for the reasons discussed above. But oversight of coalition governments in particular presents an opposition party with opportunities to, as we put it, divide and conquer the governing parties.
The divide and conquer strategy involves the opposition party uncovering, exposing and publicizing policy conflicts between the parties in the coalition government and in particular, in cases where ministers in the coalition are failing to implement agreed coalition policy in favour of their own party preference. Monitoring the coalition agreement in this way will allow the opposition to maximize tensions within the coalition. This may negatively impact voters’ perception of the incumbent government (with electoral costs for the governing parties and electoral rewards for the opposition party).
Indeed, if opposition oversight is effective at uncovering policy divergences between agreed coalition policy and ministerial activities, it may challenge the fundamental foundations and trust of the ruling coalition. If so, a divide and conquer strategy may have even more immediate office payoffs. This potential payoff to the opposition party comes in the form of an injured coalition party leaving the coalition. This may result in the downfall of the government and either the calling of a general election or the formation of a new government. Mid-term changes in the composition of a government are not uncommon and are often motivated by a disgruntled coalition party leaving the coalition. And an opposition party may be able to use this opportunity to move from the opposition to the government.
Riker (1962) suggests that political parties care most about winning ministerial offices and that controlling government is the real prize (see also
Bäck et al., 2011;
Golder et al., 2012;
Laver and Schofield 1998;
Laver and Shepsle 1996). This can be actualized by an opposition party by either bringing down the existing coalition or by an early general election. Either way, the path for an opposition party to the goal of office is to divide and conquer. And, after all, as
Eggers and Spirling (2018) note, the main opposition party is typically a government-in-waiting.
Thus, we expect an opposition party to be slightly more nuanced in its strategy of oversight in the presence of a coalition government, in order for the opposition party to maximize its electoral and office goals. This is a vote-maximizing strategy in the sense that the opposition is exposing or highlighting policy concerns that it believes, as a programmatic political party, will maximize its electoral support at the next election. An opposition party facing a single-party majority government has less potential to have the government voted out of office before a general election.
8
But how we do expect that uncovering issue wedges and ministerial drift will electorally advantage the opposition party at the next election. Uncovering and highlighting any evidence of ministerial drift will undermine trust within the government and lead to friction and ill will – phenomena which surely challenge the ability of parties to work in unison and produce effective public policy. The image here is of a cabinet fighting with itself, unable to effectively and efficiently produce public policy.
Of course, the illumination of policy differences between a party’s electoral promises (in the election manifesto, for example) and government policy can undermine support for the party among supporters in the electorate. For example, in the 2010 UK General Election campaign, the Liberal Democrats signed a pledge not to increase University tuition fees. In Government they compromised on this and by most accounts suffered great embarrassment and an undermining of their credibility with voters. This u-turn is often cited as a reason for the party’s vote collapse at the 2015 general election (
Johnson and Middleton 2016). And as
Fortunato and Stevenson (2013) find, even the choice of coalition partner impacts voters’ perception of a party’s ideology, often more so than a party’s electoral manifesto.
Voters will observe both ineffective government and parties not keeping their electoral promises and will retrospectively punish the government at the next election. Here we follow closely
Fortunato’s (2019: 242) analysis of the fundamental nature of electoral politics in parliamentary systems with coalition politics: ‘Voters do not support a party so that it may accommodate its cabinet partners in an effort to smooth the process of governance or trade away its core policy positions in order to obtain a fancy office. Voters support a party with the understanding that it will pursue a certain set of policies, and, when they believe that the party has not rigorously fought for these policies, they are likely to abandon it, believing that its core positions have changed or that it is untrustworthy or incompetent’.
Finally, we should note that our argument is not that the opposition seeks to facilitate coalition government by keeping tabs on parties in coalition government. The goal of the opposition is not to minimize ministerial drift, thus allowing parties in coalition government to govern together.
9 Rather, the aim of opposition parties from our perspective is to expose ministerial drift and divisions within the coalition and to use this to sow further conflict and division within the government. This is done with the intention of negatively impacting governing parties’ electoral appeal while simultaneously maximizing the electoral attractiveness of the opposition, or even breaking apart the coalition.
10
But how does an opposition party engage in oversight to divide parties in a coalition government? As noted above, opposition parties have a number of tools at their disposal to help with oversight of the executive. These include parliamentary committees and investigations. However, committees may be dominated by the governing parties, providing less effective capacity for the opposition to scrutinize executive and ministerial activity. In this article, we focus on parliamentary questions (PQs) as a tool for opposition oversight of the coalition.
PQs are a procedure which permits parliamentarians to formally ask questions of, and receive answers from, members of the executive. PQs are one of the few tools which provide legislators with access to information on the actions and operation of the executive (
Martin and Rozenberg 2014). Although the rules governing PQs vary widely, they come in two fundamental forms: oral or written. Oral questions are verbally asked and verbally answered on the floor of the chamber. Probably the best known example of oral PQs is Prime Minister’s Questions in the British House of Commons. Prime Minister’s Questions can provide for political theatre between the executive and opposition (or even the executive and co-partisan parliamentarians). Because oral PQs demand an on-the-spot answer, the respondent needs to have a full informational command of their area of responsibility. In contrast, written questions are tabled (in writing) by a member and the relevant part of the executive is given a specific period of time to research and furnish a reply – typically also in writing. We know that PQs are amongst the tools that can be used by parties in coalition government to keep tabs on each other (
Höhmann and Sieberer 2020;
Martin and Whitaker 2019). PQs are a favourite tool of the opposition (
Christiansen and Damgaard 2010;
Helms 2008;
Otjes and Louwerse 2018;
Proksch and Slapin 2011), including in the United Kingdom (
Parry 1997).
Consider the following example. In October 2010, Labour MP Gavin Shuker tabled a question on tuition fees for university students. The question of whether tuition fees should be increased or not was an issue that had publicly divided the coalition partners as was clear from the coalition agreement (
HM Government 2010: 31–32), which set out conditions under which the Liberal Democrats would be permitted to abstain from a vote on this topic, and from the level of Liberal Democrat rebellion in votes on this issue in the House of Commons in December 2010:
Gavin Shuker (Luton South): To ask the Secretary of State for Business, Innovation and Skills what assessment he has made of the effects on higher education participation among the poorest students of increases in tuition fees.
11
The question illustrates the central claim of this article: intra-coalition monitoring is not just something undertaken by legislators from within the coalition. Opposition legislators can and do perform this role (and, rationally may be even more likely to want to perform this role).
But in general, does the opposition party use PQs as a tool to uncover and target intra-coalition divisions? To answer this, we conduct a study of PQ patterns during the 2010–15 coalition government in the UK. Based on our arguments above about the potential of PQs as a coalition monitoring tool, we expect the opposition party to target questions strategically where the policy divergence within the coalition is greatest. Specifically, we would expect Labour Party MPs (the Official Opposition party) to ask questions in greater numbers on topics where there are particularly high levels of ideological conflict between the coalition partners. At the same time, we still expect the Labour Party to be partly motivated by their own policy priorities. It makes sense not only to expose tensions within the governing coalition but also to draw attention to the opposition party’s own policy priorities as part of their electoral strategy. We therefore expect to see more PQs asked for areas of higher salience to the Labour Party, all else equal. The next section introduces our case.
Data and analysis
We test our theory with a dataset of all written questions asked by Labour MPs in the 2010–15 Parliament. Our dependent variable is the number of questions asked by each Labour MP to each department of government. This variable ranges from 0 to 1834, has a mean of 20.5 and a standard deviation of 59.9. Our main independent variable concerns the policy gap between the coalition parties for each department of government. We measure parties’ policy positions using
Lowe et al. (2011)’s transformation of the Manifesto Research on Political Representation (MARPOR) dataset (
Volkens et al., 2016). These data are based on the proportions of manifestos taken up by particular policy areas. They allow for a much more fine-grained measure of policy than would be possible with expert judgement data (e.g.
Bakker et al., 2015), which have far fewer categories of policy.
Lowe et al. (2011) offer a series of policy scales for major policy areas but their approach also allows for new policy scales to be created to fit particular ministries’ jurisdictions, as we have done for the Foreign Office and Department of Environment, Food and Rural Affairs (see
Table S1 in the Supplementary Material). We calculate the absolute value of the gap between the Conservatives and Liberal Democrats for policy areas linked to each government department.
Table 1 shows which party headed which department and the policy scale we used for measuring positions. We provide robustness tests in our
Supplementary Material (Table S3) using different
Lowe et al. (2011) measures for departments’ policy areas. Apart from the measure of Labour’s gap to the ministry-holding party in one case in
Table S3 – where the coefficient drops out of significance – none of our results change substantially in these alternative model specifications. We also estimate our model with jackknife standard errors based on removing one MP from the data at a time (
Table S4).
Table 1 shows the absolute value of the gap between the two parties for each ministry and the absolute value of the gap between Labour and the coalition party heading each department.
We consider this latter variable because we expect that Labour will not only want to expose or exacerbate gaps between the coalition partners but may also want to draw attention to those policy areas in which it differs from the governing coalition, in an attempt to signal a distinctive position to its voters. Policy positions for Labour are measured using the same approach as for the Conservatives and Liberal Democrats. We then calculate the absolute value of the gap between Labour’s position and that of the party in charge of the relevant government department. We expect these incentives may vary by whether a Labour MP sits on the frontbench or not. Those holding shadow frontbench positions may be under more pressure from the party leadership than backbenchers to ask questions and particularly in areas where the coalition partners are further apart and areas where Labour is further from the party holding the ministry. This may be seen as part of the party leadership’s efforts to do all they can to improve their electoral prospects. Hence, we include a dummy variable which is given the value of 1 for Labour MPs who held a leadership position as a shadow cabinet member or shadow junior minister at some point in the 2010–15 Parliament, and 0 for other cases. We expect a positive coefficient here. Data on opposition posts are taken from the data.parliament.uk website.
We expect the salience of each policy area to affect patterns of questioning, that is, Labour MPs should ask more PQs in areas that are more important to the party, in an attempt to signal policy priorities to voters.
Lowe et al. (2011) offer a measure of policy importance based on a similar approach to their measures of positions. We apply this to the same MARPOR codes as with the position measures. As a less party-specific measure of the importance of each department we control for the proportion of public spending that went to each department (HM
Treasury, 2011: 27).
14 We anticipate a positive relationship between proportion of spending and numbers of questions asked.
We include several other control variables. MPs’ decisions about whether to ask questions of a particular department may be driven partly by their own policy interests. We use membership of departmental select committees as a proxy for this. We include a variable scoring 1 if an MP served, for at least some of the 2010–15 term, on a select committee that monitored the department of which they are asking questions, and zero otherwise. We expect a positive coefficient for this variable. Data on select committee membership were taken from Parliament’s website. We measure how long each MP had served in the Commons (in years by 2010) on the basis that longer serving members may feel more secure and therefore feel less pressure to ask PQs than those new to Parliament. Following
Kellermann (2016), we test whether more electorally vulnerable MPs ask more PQs in order to signal effort to their constituents. This is measured by the difference in percentage points between the vote share achieved by the winner and the candidate in second place for each MP at the 2010 general election.
15 We control for differences between men and women, on the basis of research providing evidence of different views of representational roles among women (
Taylor-Robinson 2017: 252–253). Descriptive statistics for all the variables used in our analysis can be found in
Table S2 in the Supplementary Material.
Our dependent variable consists of count data. The standard approach here would be to use a Poisson regression model. However, our data do not meet the requirements of this in that they are over-dispersed. In other words, the variance of the dependent variable (conditional on the effect of the independent variables) is greater than the conditional mean. In addition, our dependent variable includes a large percentage of zeros (25.5%). We take account of both these features by using a zero-inflated negative binomial regression model (
Long 1997: 243–247). This includes an estimate of the over-dispersion in the data. The approach involves two models, a negative binomial count model in which we attempt to explain variations in the numbers of questions, and a model which attempts to explain the presence of zeros in the data. For the latter model, we include a variable measuring whether MPs serve a full term or not. This is on the basis that those in the House of Commons for less time have fewer opportunities to ask questions; hence, we expect this variable to have a positive effect on the likelihood of asking no questions of a department. As there is a degree of clustering in our data (some departments are clustered within policy scales), our model includes standard errors clustered by policy scales. Results are presented in
Table 2.
Table 2 shows, as expected, a positive effect on the number of questions asked for the policy gap between the coalition partners. Our model predicts that – with other variables held at their mean or modal (for dummy variables) value – as we move from the smallest gap between the Conservative and Liberal Democrat parties observed in our data (0.262) to the largest (3.893), the number of questions asked by Labour MPs to a department rises almost three times, moving from 11 to 32 (rounding to the nearest whole number). This is consistent with our argument that an opposition party will use PQs strategically to push at gaps between the parties in a coalition government. Nevertheless, we find that Labour also use these questions to draw attention to areas where they are further from the party holding a particular ministry. This is shown by the positive coefficient for the ‘policy gap between Labour and ministry party’ variable in Model 1. Holding other variables at their mean or mode (for dummies), we find an increase from 13 to 23 questions asked as the gap between Labour and government departments rises from its minimum (0.03) to maximum (3.51) observed values. We were also interested to see how the number of questions asked changes at different values of the gap between Labour and the party holding a particular government department.
Figures 1 and
2 show this relationship for a gap of zero (
Figure 1) and the maximum observed gap (
Figure 2) between Labour and the party running a ministry.
These two figures illustrate that while Labour ask more questions of departments where tensions are likely to be higher between the coalition parties, they do this to a greater extent when they are further away from the party holding the ministry. So they attempt to increase tensions between the coalition partners and they do this to a greater degree when they are further from the party holding the ministry.
Even when we take into account the effects of gaps between the coalition partners and of gaps between Labour and the coalition, we also find – as expected – that Labour ask more questions in policy areas that are of more importance to them. This effect is substantively important with a change in the predicted number of PQs from 3 at the lowest observed level of policy importance, to 43 at the highest level (with other variables at their mean or mode).
Our other control variables largely perform as expected. MPs who held a shadow government post at some point in the 2010–15 term ask more PQs than others do. MPs ask more questions of departments for which they sat on the relevant select committee for at least some of the 2010–15 term. This indicates that policy interests influence questioning patterns as expected. MPs with more experience in the House of Commons ask fewer PQs. We find that higher shares of public expenditure were associated with higher levels of questioning of government departments. Our variable measuring the size of MPs’ majorities is just short of conventional levels of statistical significance (p=0.109) indicating a somewhat uncertain negative relationship between numbers of questions asked and majority size. Our model shows female MPs asking very slightly fewer questions than male MPs (10 compared with 14) when we hold other variables at their mean (or mode for dummies). The part of our model that predicts the occurrence of zeros in the data suggests the failure to serve a full term is indeed strongly associated with the absence of questions as we expected.
Conclusion
Coalition government requires otherwise competitive governing parties to cooperate over the production and implementation of public policy. A growing body of research explores how political parties in government ‘keep tabs’ on each other. While it is now widely accepted that the legislative process allows actors within a coalition government to monitor each other, less attention has focused on whether or how opposition parties behave during periods of coalition government.
Building on the wedge-issue strategy, our suggestion in this article is that opposition parties have incentives, and the capacity, to focus on uncovering and highlighting policy differences and tensions within the coalition, including potential for ministerial drift from any coalition agreement. Our analysis of parliamentary questions during the 2010–15 coalition government in the UK House of Commons shows that it is not only coalition parties who may act strategically in light of differences between the members of a coalition. Opposition parties may exploit gaps between coalition partners in an attempt to divide and ultimately conquer the government. This happens alongside opposition attempts to show their own differences from the parties of government and to raise the profile of areas high on their own list of priorities. Those with shadow government posts (opposition spokespersons) are particularly likely to ask questions.
This research highlights the importance of opposition parties in parliamentary democracies. Future research should explore the conditions under which opposition parties target oversight of particular ministries and whether similar opposition strategies are employed in the presence of a single-party government but with strong party factions. Although our findings are based on a single case study, with arguably particular features, we expect that the core thesis is a generalizable one. If anything, the particular features – and in particular the lack of a tradition of coalition governance – arguably make the UK a relatively hard test of our expectations. Legislatures with a tradition of coalition governance are more likely to have opposition parties who know how to employ oversight tools to divide and conquer the coalition parties. Any multiparty legislature with a coalition government, opposition party and system of PQs should, we sense, provide the framework for coalition parties to act strategically during periods of coalition government.
Future research should explore the generalizability of our argument and the scope conditions. For example, in the context of
Falcó-Gimeno’s (2014) important insights into how preference tangentiality shapes the need for intra-coalition monitoring, we would expect preference tangentiality among coalition parties to similarly reduce the gains to opposition parties for engaging in a ‘divide to conquer’ strategy.
17 We would only expect opposition parties to use parliamentary questions to cause conflict within the coalition when two or more of the coalition parties did not have tangential preferences. An opposition would derive little benefit from seeking to ‘divide and conquer’ coalition parties when the parties, in the words of
Falcó-Gimeno (2014: 345) ‘care about a concrete group of policy areas and not much about those controlled by their partners’. As such, when studied comparatively, we would not expect to see opposition parties use PQs to divide and conquer the coalition when coalition parties have preference tangentiality.
Finally, the capacity of PQs to facilitate coalition monitoring by the opposition may depend on the strength of the questioning system – for example whether ministers must answer PQs, whether they must do so honestly, and whether the topics and volume of potential questions to ministers are unfettered. As recent events in the UK Parliament – including BREXIT and parliament’s role in shaping and overseeing policy responses to the Covid pandemic – remind us, much more needs to be done to uncover the real power and influence of parliaments and in particular opposition parties.