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First published online June 5, 2014

Optimization of behavioral dynamic treatment regimens based on the sequential, multiple assignment, randomized trial (SMART)

Abstract

Background and purpose

A behavioral intervention is a program aimed at modifying behavior for the purpose of treating or preventing disease, promoting health, and/or enhancing well-being. Many behavioral interventions are dynamic treatment regimens, that is, sequential, individualized multicomponent interventions in which the intensity and/or type of treatment is varied in response to the needs and progress of the individual participant. The multiphase optimization strategy (MOST) is a comprehensive framework for development, optimization, and evaluation of behavioral interventions, including dynamic treatment regimens. The objective of optimization is to make dynamic treatment regimens more effective, efficient, scalable, and sustainable. An important tool for optimization of dynamic treatment regimens is the sequential, multiple assignment, randomized trial (SMART). The purpose of this article is to discuss how to develop optimized dynamic treatment regimens within the MOST framework.

Methods and results

The article discusses the preparation, optimization, and evaluation phases of MOST. It is shown how MOST can be used to develop a dynamic treatment regimen to meet a prespecified optimization criterion. The SMART is an efficient experimental design for gathering the information needed to optimize a dynamic treatment regimen within MOST. One signature feature of the SMART is that randomization takes place at more than one point in time.

Conclusion

MOST and SMART can be used to develop optimized dynamic treatment regimens that will have a greater public health impact.

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Published In

Article first published online: June 5, 2014
Issue published: August 2014

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© The Author(s), 2014.
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PubMed: 24902922

Authors

Affiliations

Linda M Collins
The Methodology Center, The Pennsylvania State University, University Park, PA, USA
Inbal Nahum-Shani
Institute for Social Research, The University of Michigan, Ann Arbor, MI, USA
Daniel Almirall
Institute for Social Research, The University of Michigan, Ann Arbor, MI, USA

Notes

Linda M Collins, The Methodology Center, The Pennsylvania State University, 204 E. Calder Way, State College, PA 16801, USA. Email: [email protected]

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