Pathways to enhanced lake integrity: A Framework to assess the effectiveness of local lake associations
Leah L. Fitchett
Department of Forest Resources and Environmental Conservation, Virginia Tech, Blacksburg, VA, USA
Search for more papers by this authorCorresponding Author
Michael G. Sorice
Department of Forest Resources and Environmental Conservation, Virginia Tech, Blacksburg, VA, USA
Correspondence
Michael G. Sorice, Department of Forest Resources & Environmental Conservation, Virginia Tech, Blacksburg, VA, USA.
Email: [email protected]
Search for more papers by this authorKelly M. Cobourn
Department of Forest Resources and Environmental Conservation, Virginia Tech, Blacksburg, VA, USA
Search for more papers by this authorKevin J. Boyle
Department of Agricultural and Applied Economics, Virginia Tech, Blacksburg, VA, USA
Search for more papers by this authorJennifer L. Klug
Department of Biology, Fairfield University, Fairfield, CT, USA
Search for more papers by this authorKathleen C. Weathers
Cary Institute of Ecosystem Studies, Millbrook, NY, USA
Search for more papers by this authorLeah L. Fitchett
Department of Forest Resources and Environmental Conservation, Virginia Tech, Blacksburg, VA, USA
Search for more papers by this authorCorresponding Author
Michael G. Sorice
Department of Forest Resources and Environmental Conservation, Virginia Tech, Blacksburg, VA, USA
Correspondence
Michael G. Sorice, Department of Forest Resources & Environmental Conservation, Virginia Tech, Blacksburg, VA, USA.
Email: [email protected]
Search for more papers by this authorKelly M. Cobourn
Department of Forest Resources and Environmental Conservation, Virginia Tech, Blacksburg, VA, USA
Search for more papers by this authorKevin J. Boyle
Department of Agricultural and Applied Economics, Virginia Tech, Blacksburg, VA, USA
Search for more papers by this authorJennifer L. Klug
Department of Biology, Fairfield University, Fairfield, CT, USA
Search for more papers by this authorKathleen C. Weathers
Cary Institute of Ecosystem Studies, Millbrook, NY, USA
Search for more papers by this authorAbstract
The promise of collaborative governance is to implement policies that address uncertain and multi-scale environmental problems while also allowing local social systems to successfully adapt. The success of such efforts is contingent on the capacity of community-based institutions such as lake associations to effect change. These organizations encapsulate the values communities hold for lakes and their catchments and can play a central role in managing the integrity of lakes’ freshwater resources. To this end, we develop a framework to delineate the pathways lake associations can take to contribute to the management of lakes and their catchments. We suggest the cornerstones of effective engagement in collaborative governance are the goals the organization sets for itself (mission), the capital that can be mobilized by the organization (capacity) and the activities the organization undertakes (actions). We propose measurable indicators for each component and suggest how the framework can be used to assess contributions of lake associations to multi-scale governance. Finally, we suggest how this framework can be integrated with ecological monitoring frameworks as part of a long term social-ecological research and monitoring program.
REFERENCES
- Andrews, K. T., Ganz, M., Baggetta, M., Han, H., & Lim, C. (2010). Leadership, membership, and voice: Civic associations that work. American Journal of Sociology, 115, 1191–1242. https://doi.org/10.1086/649060
- Basurto, X., Gelcich, S., & Ostrom, E. (2013). The social–ecological system framework as a knowledge classificatory system for benthic small-scale fisheries. Global Environmental Change, 23, 1366–1380. https://doi.org/10.1016/j.gloenvcha.2013.08.001
- Bell, K. P., Lindenfeld, L., Speers, A. E., Teisl, M. F., & Leahy, J. E. (2013). Creating opportunities for improving lake-focused stakeholder engagement: Knowledge–action systems, pro-environment behaviour and sustainable lake management. Lakes & Reservoirs: Research & Management, 18, 5–14. https://doi.org/10.1111/lre.12018
10.1111/lre.12018 Google Scholar
- Carpenter, S. R., Benson, B. J., Biggs, R., Chipman, J. W., Foley, J. A., Golding, S. A., … Yuan, H. (2007). Understanding regional change: A comparison of two lake districts. BioScience, 57, 323–335. https://doi.org/10.1641/B570407
- Chan, K. M. A., Balvanera, P., Benessaiah, K., Chapman, M., Díaz, S., Gómez-Baggethun, E., … Turner, N. (2016). Why protect nature? Rethinking values and the environment. Proceedings of the National Academy of Sciences, 113, 1462–1465.
- Chapin, F. S., Knapp, C. N., Brinkman, T. J., Bronen, R., & Cochran, P. (2016). Community-empowered adaptation for self-reliance. Current Opinion in Environmental Sustainability, 19, 67–75.
- Clarvis, M. H., Allan, A., & Hannah, D. M. (2014). Water, resilience and the law: From general concepts and governance design principles to actionable mechanisms. Environmental Science & Policy, 43, 98–110. https://doi.org/10.1016/j.envsci.2013.10.005
- Cobourn, K. M., Carey, C. C., Boyle, K. J., Duffy, C., Dugan, H. A., Farrell, K. J., … Zhang, Y. (2018). From concept to practice to policy: Modeling coupled natural and human systems in lake catchments. Ecosphere, 9(5), e02209. https://doi.org/10.1002/ecs2.2209
- Conrad, C. C., & Hilchey, K. G. (2011). A review of citizen science and community-based environmental monitoring: Issues and opportunities. Environmental Monitoring & Assessment, 176, 273–291. https://doi.org/10.1007/s10661-010-1582-5
- Cosens, B. A. (2013). Legitimacy, adaptation, and resilience in ecosystem management. Ecology and Society, 18, 3. https://doi.org/10.5751/ES-05093-180103
- Crona, B. I., & Parker, J. N. (2012). Learning in support of governance: Theories, methods, and a framework to assess how bridging organizations contribute to adaptive resource governance. Ecology and Society, 17(1), 32. https://doi.org/10.5751/ES-04534-170132
- Enquist, C. A. F., Jackson, S. T., Garfin, G. M., Davis, F. W., Gerber, L. R., Littell, J. A., … Shaw, M. R. (2017). Foundations of translational ecology. Frontiers in Ecology and the Environment, 15, 541–550. https://doi.org/10.1002/fee.1733
- Fey, S., Bregendahl, C., & Flora, C. (2006). The measurement of community capitals through research. Online Journal of Rural Research & Policy, 1, 1–27. https://doi.org/10.4148/ojrrp.v1i1.29
10.4148/ojrrp.v1i1.29 Google Scholar
- Flora, C. B., & Flora, J. (2005). Creating social capital. J. Pretty The Earthscan Reader on Sustainable Agriculture, 39–48). London, UK: Earthscan.
- Folke, C., Hahn, T., Olsson, P., & Norberg, J. (2005). Adaptive governance of social-ecological systems. Annual Review of Environment and Resources, 30, 441–473. https://doi.org/10.1146/annurev.energy.30.050504.144511
- Fung, A. (2003). Associations and democracy: Between theories, hopes, and realities. Annual Review of Sociology, 29, 515–539. https://doi.org/10.1146/annurev.soc.29.010202.100134
- Gabriel, A. O., & Lancaster, C. (2004). Management issues, characteristics and effectiveness of lake associations and lake districts in Wisconsin. Lake and Reservoir Management, 20, 27–38. https://doi.org/10.1080/07438140409354098
- Game, E. T., Meijaard, E., Sheil, D., & McDonald-Madden, E. (2014). Conservation in a Wicked Complex World: Challenges and Solutions. Conservation Letters, 7, 271–277. https://doi.org/10.1111/conl.12050
- Han, H. (2014). How Organizations Develop Activists: Civic Associations and Leadership in the 21st Century (p. 250). Cambridge, UK: Oxford University.
- Hanson, P. C., Weathers, K. C., & Kratz, T. K. (2016). Networked lake science: How the Global Lake Ecological Observatory Network (GLEON) works to understand, predict, and communicate lake ecosystem response to global change. Inland Waters, 6, 543–554. https://doi.org/10.1080/IW-6.4.904
- Himes, A., & Muraca, B. (2018). Relational values: The key to pluralistic valuation of ecosystem services. Current Opinion in Environmental Sustainability, 35, 1–7. https://doi.org/10.1016/j.cosust.2018.09.005
- Kofinas, G. P. (2009). Adaptive co-management in social–ecological governance. In F. S. Chapin (Ed.), Principles of Ecosystem Stewardship (pp. 77–101). New York, NY: Springer.
10.1007/978-0-387-73033-2_4 Google Scholar
- Koontz, T. M., & Newig, J. (2014). From Planning to implementation: Top-down and bottom-up approaches for collaborative watershed management. Policy Studies Journal, 42, 416–442. https://doi.org/10.1111/psj.12067
- Kramer, D. B. (2007). Determinants and efficacy of social capital in lake associations. Environmental Conservation, 34, 186–194. https://doi.org/10.1017/S0376892907004171
- Layzer, J. A. (2008). Natural experiments: Ecosystem-based management and the environment. Cambridge, MA: MIT Press.
10.7551/mitpress/9780262122986.001.0001 Google Scholar
- Liket, K. C., & Maas, K. (2015). Nonprofit organizational effectiveness: Analysis of best practices. Nonprofit and Voluntary Sector Quarterly, 44, 268–296. https://doi.org/10.1177/0899764013510064
- Lindenmayer, D. B., & Likens, G. E. (2009). Adaptive monitoring: A new paradigm for long-term research and monitoring. Trends in Ecology & Evolution, 24, 482–486. https://doi.org/10.1016/j.tree.2009.03.005
- Loomis, J., & Feldman, M. (2003). Estimating the benefits of maintaining adequate lake levels to homeowners using the hedonic property method. Water Resources Research, 39(9). https://doi.org/10.1029/2002WR001799
- Lovett, G. M., Burns, D. A., Driscoll, C. T., Jenkins, J. C., Mitchell, M. J., Rustad, L., … Haeuber, R. (2007). Who needs environmental monitoring? Frontiers in Ecology and the Environment, 5, 253–260. https://doi.org/10.1890/1540-9295(2007)5[253:WNEM]2.0.CO;2
- Lubell, M. (2004). Collaborative watershed management: A view from the grassroots. The Policy Studies Journal, 32, 341–361. https://doi.org/10.1111/j.1541-0072.2004.00069.x
- Lubell, M., Schneider, M., Scholz, J. T., & Mete, M. (2002). Watershed partnerships and the emergence of collective action institutions. American Journal of Political Science, 46, 148–163. https://doi.org/10.2307/3088419
- Masterson, V. A., Stedman, R. C., Enqvist, J., Teng, M., Giusti, M., Wahl, D., & Svedin, U. (2017). The contribution of sense of place to social-ecological systems research: A review and research agenda. Ecology and Society, 22, 49. https://doi.org/10.5751/ES-08872-220149
- Matson, P. A., Clark, W. C., & Andersson, K. (2016). Pursuing sustainability: A guide to the science and practice. Princeton, NJ: Princeton University Press.
- Meinzen-Dick, R. (2007). Beyond panaceas in water institutions. Proceedings of the National Academy of Sciences, 104(39), 15200–15205. https://doi.org/10.1073/pnas.0702296104.
- Niles, M. T., & Lubell, M. (2012). Integrative frontiers in environmental policy theory and research. Policy Studies Journal, 40, 41–64. https://doi.org/10.1111/j.1541-0072.2012.00445.x
- Ostrom, E. (2011). Background on the institutional analysis and development framework. Policy Studies Journal, 39, 7–27. https://doi.org/10.1111/j.1541-0072.2010.00394.x
- Reed, M. S., Evely, A. C., Cundill, G., Fazey, I., Glass, J., Laing, A., … Stringer, L. C. (2010). What is social learning?. Ecology and Society, 15(4). http://www.ecologyandsociety.org/vol15/iss4/resp1/
- P. A. Sabatier, W. Focht, M. Lubell, Z. Trachtenberg, A. Vedlitz, M. Matlock, … S. Kamieniecki (Eds.) (2005). Swimming upstream: Collaborative approaches to watershed management (p. 344). Cambridge, MA: MIT Press.
- Safford, H. D., Sawyer, S. C., Kocher, S. D., Hiers, J. K., & Cross, M. (2017). Linking knowledge to action: The role of boundary spanners in translating ecology. Frontiers in Ecology and the Environment, 15, 560–568. https://doi.org/10.1002/fee.1731
- Scannell, L., & Gifford, R. (2010). Defining place attachment: A tripartite organizing framework. Journal of Environmental Psychology, 30, 1–10. https://doi.org/10.1016/j.jenvp.2009.09.006
- Snell, M., Bell, K. P., & Leahy, J. (2013). Local institutions and lake management. Lakes & Reservoirs: Research & Management, 18, 35–44. https://doi.org/10.1111/lre.12017
10.1111/lre.12017 Google Scholar
- Stern, P. C. (2000). Toward a coherent theory of environmentally significant behavior. Journal of Social Issues, 56, 407–424.
- Sternlieb, F., Bixler, R. P., Huber-Stearns, H., & Huayhuaca, C. (2013). A question of fit: Reflections on boundaries, organizations and social–ecological systems. Journal of Environmental Management, 130, 117–125. https://doi.org/10.1016/j.jenvman.2013.08.053
- Tajfel, H., & Turner, J. (1979). An integrative theory of intergroup conflict. In W. Austin, & S. Worchel (Eds.), The social psychology of intergroup relations. Monterrey, CA: Brookes-Cole.
- Thornton, J. A. (2013). Stakeholder participation in lake management in Wisconsin (USA). Lakes & Reservoirs: Research and Management, 18, 27–33. https://doi.org/10.1111/lre.12013
- UW-Extension. (2019). The University of Wisconsin Extension Lakes: About us. Viewed 01 July 2019. Retrieved from https://www.uwsp.edu/cnr-ap/UWEXLakes/Pages/about.aspx
- Van Vugt, M. (2009). Averting the tragedy of the commons: Using social psychological science to protect the environment. Current Directions in Psychological Science, 18, 169–173. https://doi.org/10.1111/j.1467-8721.2009.01630.x
- Wall, T. U., McNie, E., & Garfin, G. M. (2017). Use-inspired science: Making science usable by and useful to decision makers. Frontiers in Ecology and the Environment, 15, 551–559. https://doi.org/10.1002/fee.1735
- Weathers, K. C., Hanson, P. C., Arzberger, P., Brentrup, J. A., Brookes, J., Carey, C. C., … Zhu, G. (2013). The Global Lake Ecological Observatory Network (GLEON): The Evolution of grassroots network science. Limnology and Oceanography Bulletin, 22, 71–73. https://doi.org/10.1002/lob.201322371
10.1002/lob.201322371 Google Scholar
- Weible, C. M., Sabatier, P. A., Jenkins-Smith, H. C., Nohrstedt, D., Henry, A. D., & DeLeon, P. (2011). A quarter century of the advocacy coalition framework: An introduction to the special issue. Policy Studies Journal, 39, 349–360. https://doi.org/10.1111/j.1541-0072.2011.00412.x
- Young, O. (2002). The institutional dimensions of environmental change (p. 237). Cambridge, MA: MIT Press.