1. Introduction
Ruminants and pigs are frequently used in a wide array of scientific research areas, including agricultural and veterinary research where they represent the target species. Other areas such as biomedical research employ ruminants and pigs as model species for basic or translational studies or for other scientific purposes. The use of agricultural animals for educational purposes is done in all areas.
1–7
In contrast to small animal species, ruminants and pigs (except for miniature pigs) are often not bred purposefully for scientific and educational aims. They instead exist as part of the food production system and are acquired from farm premises. They are also obtained from specific breeders outside the livestock business. Indeed, in the EU, there is no legal requirement to acquire ruminants and pigs from suppliers which produce them specifically for scientific and educational purposes (unlike the species listed in Annex I to Directive 2010/63).
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A central component of all previous Federation of European Laboratory Animal Science Associations (FELASA) recommendations on health monitoring in breeding and experimental units has been the ‘pathogen list’ – a list of microbiological agents which were first interpreted as an exclusion list.
9 Revisions to the rodent FELASA recommendations
10 have clarified that most agents to be monitored should vary depending on what effect they have on animal health and on the specific studies being undertaken.
The overall actual practical implementation of the previous FELASA recommendations for monitoring the health of experimental units of calves, sheep and goats,
11 and pigs,
12 remains largely unknown, as it was not reported in scientific publications. The only information about the relative poor uptake of these recommendations was obtained via two recent European surveys.
13,14 This apparently lower adherence is likely due to the practically impossible screening of all agents which were listed in those recommendations in a farm environment.
The main goal of these new FELASA recommendations is to provide practical guidance for an optimal health management programme for ruminants and pigs used for scientific and educational purposes. This is a very complex and challenging task, considering the wide range of facilities from which these animals are sourced and the heterogeneity of suppliers and of the user establishments. Furthermore, farm animals may also be carrying zoonotic organisms, which is relevant to occupational health in user establishments.
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By stimulating critical thinking based on the fields of use of the animals, these new recommendations aim to help in taking professional and informed decisions rather than establishing an exhaustive exclusion list of all known pathogens. Defining a health management and monitoring programme should be a prerequisite to any planning of future studies.
16 Subsequently, adequate reporting of this in scientific publications should be common practice in order to help improve the reproducibility of in vivo studies.
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A successful, comprehensive and relevant health management and monitoring programme relies on expert professional judgement and cannot be based on ‘recipes’. In consequence, a prerequisite of paramount importance applicable to a successful and relevant health management programme is to be designed by a competent and skilled attending veterinarian and conducted under her/his supervision. The attending veterinarian should also have sufficient authority to take the appropriate action, accompanied by excellent communication skills.
Noteworthy, these recommendations do not address all farm animal species; they only focus on the main species of ruminants (cattle, sheep and goats) and pigs. Additional information (details and examples) is provided as Supplemental Material. This document is addressed to suppliers and destination facilities for ruminants and pigs used for scientific and educational purposes. These recommendations are not meant only for EU member states. In all cases, the national and international relevant legislation should prevail.
For the purpose of this report, the term ‘specific pathogen-free (SPF)’ will not be used, as it is deemed too imprecise. The terms ‘high confidence/stringency in health status’ will be used instead.
2. General information on the health management of ruminants and pigs
For practical and economic reasons, when a comprehensive health definition is required (i.e. more demanding than a simple demonstration of good clinical condition, free from any clinical evidence of disease), the vast majority of animals used in research are not ‘gnotoxenic’ (with a ‘positive’ and exhaustive definition of their microbiota, including any infectious, opportunistic or commensal agent) but rather are defined as ‘agnotoxenic’ (with no positive and comprehensive definition of their microbiota) and defined according to an ‘exclusion list’ of undesirable agents (high stringency in health status).
It is important to appreciate the difference between the screening list and the exclusion list. The former can be purely informative and may include the monitoring of resident microbiota as an indication of the efficiency of the bio-exclusion precautions. The exclusion list is of more immediate scientific importance because if a positive result is found, this may invalidate experimental results and perhaps may lead to a major eradication programme, or even replacing the colony with all related ethical, practical and economic consequences.
The key factors to be considered for the health management of animals are:
1.
An appropriate ‘health standard’ or ‘microbiological status’ of the animal. This implies the absence of specific pathogenic microorganisms and the presence of an associated microbiota which is fully consistent with the desired characteristics of the animal model. This includes its specific and non-specific immunological competence in relation to the research application in order to guarantee the absence of interfering factors. Biosecurity safeguards and a health monitoring programme tailored to verify the specified health standard of animals concerned must be put in place.
2.
Existence of a policy on testing (entire herd/representative sample size/animals shortlisted for being supplied, depending on the customer’s needs). The nature, the sample size and the frequency of health monitoring of a herd, colony or group of animals should be tailored locally and according to many considerations, such as the source of the animals, the housing conditions, the health management programme (with physical and procedural barriers), the history and the assessed risk of contamination on site, the intended research use of the animals and the related exclusion list.
3.
Clear communication and good collaboration with the various suppliers (of animals, consumables, equipment, services, etc.) or research partners. It is highly recommended to make sure that the animal supplier complies not only with the regulations in force but also with key requirements such as quality management and organisation, adequacy of resources (quantitative and qualitative, in various expertise fields) and the implementation of adequate animal welfare standards in terms of procedures and practices. This can be achieved by visiting/auditing the facilities and/or by relying on accreditation schemes (such as AAALAC International – which can be instrumental in setting up a customer audit). As housing conditions and care in the breeding facility may influence the animal model and the study outcome, their understanding is also very useful to the investigator. In some cases, it may be critical to develop a real partnership with the supplier, including discussing and setting particular specifications.
4.
Adequately trained staff with ample experience with the relevant species.
2.1. Quality and technical agreement
It is strongly recommended to issue and sign a quality and technical agreement with the breeder. A quality and technical agreement is a contractual document defining the ‘quality’ requirements (quality system) and other ‘technical’ aspects (specifications related to the animal) of the agreement between the user establishment and the breeding institution/supplier with regard to the breeding and care, testing and quality assurance operations of animal breeding or any other critical supply or service. It is established according to the user establishment’s needs, including animal welfare and 3Rs (reduce-refine-replace) requirements and to the commitments and obligations of both parties. It includes all key items such as responsibilities, resources, communication, documentation, change control, deviation and complaint management, audit and so on.
Generally, the core of the document includes a general quality policy requirement between the two parties, and one or several appendix/appendices cover the ‘technical specifications’, each addressing one category of service (e.g. one type of supply) contracted and details all the technical information necessary for its proper execution (e.g. the detailed health definition of animals in a breeding colony, the husbandry, genetic management and monitoring programmes, the shipment conditions etc.).
5. User establishment
The same health management strategies that apply for the suppliers also apply to the user establishments. Any effort should be undertaken to continue or increase the standard when the animals have arrived in the user facility, as it will be described further in this article.
Housing farm animals in experimental facilities is a great challenge, as the following aspects have to be considered: (a) separation of animals from different origin farms and securing of adequate quarantine procedures; (b) separation of different species, sexes and ages; and (c) meeting legal requirements for keeping ruminants and pigs. When using agriculture animals for research purposes, the applicable regulation and standard are Directive 2010/63/EU
8 and Convention ETS 123, even if animals were originating from agriculture settings implementing regulations applicable to farm animals. Agriculture standards could be applicable for scientific reasons if it can be demonstrated that the purposes of the study require it to be conducted in farming conditions. Finally, in addition to these European regulations and standards applicable to the welfare of farms animals, the FASS Guide for the Care and Use of Agricultural Animals in Research and Teaching
37 provides interesting recommendations. Accommodation of farm animals should allow the execution of their ‘natural behavior, in particular the need to graze or forage, exercise and socialize’. Group housing of compatible animals is particularly important, as they are social animals with a strong motivation to interact with conspecifics.
Foot-care management, parasite control measures (considering potential resistance to anti-parasitic treatments) and regular review of production indices and BCS
18,22,24–28,30,31 are very important. The detailed description of these is beyond the scope of this report – relevant, recent publications should be consulted. All procedures and findings should be documented, and a facility database should be created and kept up to date for further reference and appropriate reporting in scientific publications.
Documented and authorised standard operating procedures are highly recommended, as they represent valuable resources for reference and training of (new) employees. Regarding the experimental housing of domestic pigs and ruminants as a model for human diseases, a basic standard monitoring programme and barrier system must be developed for each research institution. In accordance with the specific research field and study settings, it is important to set up a more individual approach to health and welfare assessment and management. Appropriate measures to ensure the animals’ well-being (good physical and mental health) should be considered (environmental enrichment, where positive interactions with other animals and staff play a very important role).
Barrier systems must be implemented based on a risk assessment of cross-infection and could range from only changes of clothes, wearing face masks and/or shoe covers or special air filter systems, such as gravimetric or high-efficiency particulate air (HEPA) filters, combined with air pressure differentials as needed. Data from a query in Germany, Switzerland and Austria
14 clearly show that in most research institutions, the barrier systems only include changes of clothes and wearing face masks and shoe covers.
The hygiene and husbandry procedures should be based on a risk assessment and should be proportional to the type of experiment being performed and its biosafety level. All surfaces should allow appropriate decontamination and at the same time be safe for the animals and the facility’s personnel. Furthermore, cross-contamination by waste handling should be prevented.
5.1. Acclimatisation and quarantine
5.1.1. Acclimatisation
The shipping process is stressful for animals and disrupts their normal environment. The purpose of acclimatisation is to allow the animals to recover from the stress of transport and to adjust to the new environment (housing and caging conditions, social group, watering system and food, staff, etc.). During this period, all efforts should be made to minimise the impact of the new environment by initially retaining the same social groups, litter material or food and only gradually introducing the materials which will be used during the study. The time for acclimatisation (from the moment the animal arrives at the research center until it is used) depends on various factors, such as the age of the animal, the type and duration of transportation, geographic considerations (e.g. climate, altitude),
38,39 the type of research (acute or chronic projects) and the age the animals need to be for the study (e.g. post-weaning piglets). Another very important factor that determines the acclimatisation time is the relationship of trust and confidence that the animals must acquire with the people who will take care of them at all levels. The acclimatisation process should be completed prior to the experimental use of the animals.
5.1.2. Quarantine
Quarantine is a procedure that requires the isolation of groups of animals awaiting outcomes of health assessment, in particular to protect the health of animals already in the facility. Where a facility takes only one batch of animals (of the same age from the same supplier) at a time and applies all-in/all-out with sanitation in between, the animals should be housed in the same holding room during quarantine and experimental procedures. Similarly, if there are multiple holding rooms that can be properly isolated, these could serve as holding rooms during quarantine and subsequently during experimental use, without moving the animals again and thus mitigating stress. The quarantine requirements can be met by a variety of combinations of physical provisions and procedures. Quarantine allows subclinical disease to manifest after exposure to the new environment at the user establishment before the animals are used for studies where these confounding phenomena could jeopardise the validity of the research. During the quarantine period, the health of the animals is monitored clinically (individual clinical score sheet), and a screen (diagnostic tests) is performed before a decision is made about whether to introduce them to the experimental setting. The quarantine duration depends on the incubation period of the microorganism(s) for which the animals will be monitored and screened. The length of the incubation period may pose significant challenges. Therefore, it is very important to implement a robust health-monitoring programme at the supplier’s farm or facility. At the end of the quarantine period, the animals found positive for the disease agents which are on the exclusion list should be taken out of the user establishment (except for some specific cases in which treatment could be considered, such as some types of parasitic infestation). Efforts should be undertaken to bring them back to the supplier or to find any other farm or use for them (before they are culled). The cadavers should be disposed of in a way that avoids spreading disease agents and is compliant with national legislation. When judged appropriate (depending on the incubation time of the disease), the quarantine period might be extended. In the case of unexpected deaths or unplanned euthanasia, diagnostic necropsy is very important and informative.
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5.2. Personnel
The importance of an experienced, competent attending veterinarian who has clinical experience with the species of interest and is aware of the requirements arising from the research programme is paramount for the optimal functioning of the facility.
41,42 All personnel working in the facility should be able to recognise clinical signs of disease, pain and distress, assess emergencies and have adequate knowledge and understanding of the species involved and the hygienic management of the research facility. They should receive appropriate initial training with regular refreshers, in which the attending veterinarian should be actively involved. Animal health problems should be reported immediately to the attending veterinarian on call, while inherent logistical or organisational problems should be reported to the manager of the structure. Both the attending veterinarian and the animal facility manager are responsible for solving the reported problems in a timely manner. Regular, frequent interactions and good, clear communication between researchers, animal facility personnel and the attending veterinarian are very important for good functioning of the research facility. All personnel should understand the need to comply with the facility’s hygiene rules and to use adequate personal protective equipment, which they should agree to use and be able to use it correctly.
5.3. Health management programme
The health management programme depends largely on the type of study performed and on its duration (acute or chronic studies), and it should be designed in a way that makes it cross-applicable with the one at the supplier’s facility. The main points to be considered are listed below (taking into account the involvement of all personnel described in the previous paragraphs).
5.3.1. Risk assessment and mitigation
It is essential to evaluate the risks of introducing agents through inanimate vectors (material) or live vectors (pests, other animals, humans) and to establish control policies for these risks. For example:
1.
Adequate facility engineering controls should be commensurate with the risks (air pressure hierarchy, air filtration, provisions for cleaning and disinfecting holding rooms and equipment, access facilities such as air locks and provisions to change into protective clothing).
2.
Personnel protective equipment should be available at all times.
3.
Special precautions should be taken (communicated, understood and implemented) by employees having livestock at home (hygiene – showering, dedicated clothing for work).
4.
A clear visitor access policy should be in place. Hygienic and quarantine rules should be communicated in advance, and written records should be kept (signed documentation that the facility’s rules have been understood and adhered to by all visitors, visitors’ book or similar documentation for tracking traffic and contamination risks). Registration of persons and also vehicles that enter and exit the premises may be a national regulatory requirement.
5.3.2. Monitoring of the animals
1.
Regular clinical health checks of the animals should be performed (using individual clinical score sheets).
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2.
Periodic screening should be done to ensure that the animals enrolled in the study remain free from unwanted agents (that the inclusion and exclusion criteria are still met). Diagnostics on diseased animals or unexpected deaths should also provide information for the monitoring programme.
3.
If the end of the study coincides with the sacrifice of the animal, necropsy should be performed. Relevant gross lesions and histopathology findings should be reported and taken into consideration when drawing the conclusions. Additional tests might be needed for diagnostic procedures.
5.3.3. Contingency plan
1.
A predefined action plan is needed in case of unexpected positive results, depending on their impact on people and animals (zoonoses), studies (interfering agents, major pathogens) and facility (outbreaks of notifiable diseases) – for example, retest (confirm the results), inform all stakeholders, including relevant authorities, separate the animals, sacrifice, decontaminate, environmental sampling and repopulation.
2.
A disaster plan is required in case of physical damage to the facility that requires transfer of the animals to other premises.