Key Points
The blood–brain barrier (BBB), which is formed by the endothelial cells that line cerebral microvessels, has an important role in maintaining a precisely regulated microenvironment for reliable neuronal signalling. There is great interest in the association of brain microvessels, astrocytes and neurons to form functional 'neurovascular units', and recent studies have highlighted the importance of brain endothelial cells in this modular organization.
Three barrier layers limit and regulate molecular exchange at the interfaces between the blood and the neural tissue or its fluid spaces: the BBB between the blood and brain interstitial fluid, the choroid plexus epithelium between the blood and ventricular cerebrospinal fluid (CSF), and the arachnoid epithelium between the blood and subarachnoid CSF. Of these, the BBB exerts the greatest control over the immediate microenvironment of brain cells.
The BBB acts as a 'physical barrier' because complex tight junctions between adjacent endothelial cells force most molecular traffic to take a transcellular route. The presence of specific transport systems on the luminal and abluminal membranes regulates transcellular traffic, providing a selective 'transport barrier', and a combination of intracellular and extracellular enzymes allows the BBB to serve as a 'metabolic barrier'.
The BBB facilitates the entry of required nutrients into the brain, and excludes or effluxes potentially harmful compounds. It helps to keep separate the pools of neurotransmitters and neuroactive agents that act centrally and peripherally, and it regulates the ionic microenvironment of neurons.
Several features distinguish brain endothelium from the endothelium of most other tissues. In particular, the tight junctions are tighter and more complex in the brain endothelium. Among the molecules identified as making important contributions to tight junction structure are the transmembrane proteins occludin and the claudins. The brain endothelium also expresses several specific transport proteins at relatively high levels.
Brain capillaries are surrounded by or closely associated with several cell types, including neuronal processes and the perivascular endfeet of astrocytic glia, so it is not surprising to find synergistic inductive functions involving more than one cell type. For example, astrocytes secrete a range of factors that can induce aspects of the BBB phenotype in endothelial cells in vitro, and brain endothelium enhances the growth and differentiation of associated astrocytes.
Transmitters and modulators released by neurons, astrocytes and endothelium allow complex signalling between cells in the neurovascular unit, and many features of the BBB phenotype are subject to modulation under physiological or pathological conditions. For example, opening of the BBB's tight junctions may occur under normal conditions to allow the passage of growth factors and antibodies into the brain, and in inflammation can contribute to brain oedema.
Astrocytes occupy a strategic position between capillaries and neurons. Those that form perivascular endfeet at the BBB have a special role in ionic, amino acid, neurotransmitter and water homeostasis of the brain.
There is increasing evidence that the function of the BBB is altered in several neuropathologies, including brain oedema, epilepsy, Alzheimer's disease and Parkinson's disease. Damage to the endothelium could allow the expression of endothelial receptors that are normally downregulated, opening new communication loops between endothelium, pericytes, astrocytes and microglia that are important in barrier repair.
Reducing, halting or reversing BBB dysfunction could be of therapeutic value in conditions in which neuronal damage is secondary to or exacerbated by BBB damage. Moreover, maintaining endothelial health has the potential to delay or prevent the development of chronic neurodegeneration.
Abstract
The blood–brain barrier, which is formed by the endothelial cells that line cerebral microvessels, has an important role in maintaining a precisely regulated microenvironment for reliable neuronal signalling. At present, there is great interest in the association of brain microvessels, astrocytes and neurons to form functional 'neurovascular units', and recent studies have highlighted the importance of brain endothelial cells in this modular organization. Here, we explore specific interactions between the brain endothelium, astrocytes and neurons that may regulate blood–brain barrier function. An understanding of how these interactions are disturbed in pathological conditions could lead to the development of new protective and restorative therapies.
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Main
Neuroscience has traditionally focused on the neurons of the central and peripheral nervous systems, and, increasingly, on their interactions with the glial cells that support their function. It is now becoming clear that neurons, glia and microvessels are organized into well-structured neurovascular units, which are involved in the regulation of cerebral blood flow1. Within this organization, further modular structure can be detected; in particular, the proposed gliovascular units, in which individual astrocytic glia support the function of particular neuronal populations and territories, and communicate with associated segments of the microvasculature2,3. Several recent studies have highlighted the importance of the brain endothelial cells that form the blood–brain barrier (BBB) in this modular organization, and the physiology and pharmacology of the signalling between glia and endothelium that is involved in regulating the BBB. Here, we describe the properties of the brain endothelium that contribute to its barrier function, and how cell–cell interactions lead to induction of the specialized features of the BBB and associated cell types. We review work showing that the BBB is a dynamic system, and discuss the ways in which BBB permeability and transport can be modulated. We then consider the important role of astrocytes and the BBB in brain ion and volume regulation. Finally, we discuss some of the pathologies that involve BBB dysfunction, and the development of protective strategies for the brain endothelium that may reduce secondary neural damage in both acute and chronic neurological conditions.
Barriers of the CNS
The cerebral ventricles and subarachnoid space contain cerebrospinal fluid (CSF), which is secreted by choroid plexuses in the lateral, third and fourth ventricles4. Three barrier layers limit and regulate molecular exchange at the interfaces between the blood and the neural tissue or its fluid spaces (Fig. 1): the BBB formed by the cerebrovascular endothelial cells between blood and brain interstitial fluid (ISF), the choroid plexus epithelium between blood and ventricular CSF, and the arachnoid epithelium between blood and subarachnoid CSF5. Individual neurons are rarely more than 8–20 μm from a brain capillary6, although they may be millimetres or centimetres from a CSF compartment. Hence, of the various CNS barriers, the BBB exerts the greatest control over the immediate microenvironment of brain cells.
The blood–brain barrier
The BBB is a selective barrier formed by the endothelial cells that line cerebral microvessels7,8,9,10 (Fig. 2). It acts as a 'physical barrier' because complex tight junctions between adjacent endothelial cells force most molecular traffic to take a transcellular route across the BBB, rather than moving paracellularly through the junctions, as in most endothelia11,12 (Fig. 3). Small gaseous molecules such as O2 and CO2 can diffuse freely through the lipid membranes, and this is also a route of entry for small lipophilic agents, including drugs such as barbiturates and ethanol. The presence of specific transport systems on the luminal and abluminal membranes regulates the transcellular traffic of small hydrophilic molecules, which provides a selective 'transport barrier', permitting or facilitating the entry of required nutrients, and excluding or effluxing potentially harmful compounds10. Finally, a combination of intracellular and extracellular enzymes provides a 'metabolic barrier': ecto-enzymes such as peptidases and nucleotidases are capable of metabolizing peptides and ATP, respectively, whereas intracellular enzymes such as monoamine oxidase and cytochrome P450 (1A and 2B) can inactivate many neuroactive and toxic compounds13. Large hydrophilic molecules such as peptides and proteins are generally excluded, unless they can be transferred by specific receptor-mediated transcytosis, or by the less specific adsorptive-mediated transcytosis14. However, the brain endothelium has a much lower degree of endocytosis/transcytosis activity than does peripheral endothelium, which contributes to the transport-barrier property of the BBB. Hence, the term 'blood–brain barrier' covers a range of passive and active features of the brain endothelium. As the tight junctions severely restrict entry of hydrophilic drugs, and there is limited penetration of larger molecules such as peptides, strategies for drug delivery to the CNS need to take these features into account.
Most studies of the BBB have concentrated on the brain capillary endothelium, the largest surface area for blood–brain exchange. Similar properties are found in the endothelium of brain arterioles and venules, although these segments of the microvasculature may be more leaky15 and subject to greater modulation (see below).
Functions of the BBB. The BBB has several roles8,10,16. It supplies the brain with essential nutrients and mediates efflux of many waste products. It restricts ionic and fluid movements between the blood and the brain, allowing specific ion transporters and channels to regulate ionic traffic, to produce a brain ISF that provides an optimal medium for neuronal function5. ISF is similar in composition to blood plasma, but has a much lower protein content, and lower K+ and Ca2+ concentrations but higher levels of Mg2+. More importantly, the BBB protects the brain from fluctuations in ionic composition that can occur after a meal or exercise, which would disturb synaptic and axonal signalling17. The barrier helps to keep separate the pools of neurotransmitters and neuroactive agents that act centrally (in the CNS) and peripherally (in the peripheral tissues and blood), so that similar agents can be used in the two systems without 'crosstalk'. Because of its large surface area (∼20 m2 per 1.3 kg brain) and the short diffusion distance between neurons and capillaries, the endothelium has the predominant role in regulating the brain microenvironment. The choroid plexus epithelium (the blood–CSF barrier, responsible for CSF production, Fig. 1) also contributes to this process18, as well as having other roles (for example, in growth factor secretion)19. Finally, continual turnover and drainage of CSF and ISF by bulk flow helps to clear larger molecules and brain metabolites, further aiding homeostasis of the brain microenvironment5.
The BBB phenotype. A great deal is now known about specific features of the brain endothelium that contribute to its barrier properties (whether physical or chemical) and distinguish brain endothelium from the endothelium of peripheral tissues.
The tight junctions are more complex in the brain endothelium, seen in freeze–fracture images as a network of strands formed by intramembranous particles, and occlude the intercellular cleft more effectively11,20. These junctions significantly restrict even the movement of small ions such as Na+ and Cl−, so that the transendothelial electrical resistance (TEER), which is typically 2–20 ohm.cm2 in peripheral capillaries, can be >1,000 ohm.cm2 in brain endothelium21.
Our understanding of the molecular structure of tight junctions derives from studies of both epithelia and endothelia (Fig. 4). Among the molecules identified as making important contributions to tight junction structure are the transmembrane proteins occludin and the claudins. Occludin is a 60–65 kDa protein with a carboxy (C)-terminal domain that is capable of linking with zonula occludens protein 1 (ZO-1; see below). The main function of occludin appears to be in tight junction regulation12,22. In the BBB, expression of the proteins claudin 3 (originally misidentified as claudin 1, now also referred to as 1/3), claudin 5 and possibly claudin 12 appears to contribute to the high TEER11,20. Junctional adhesion molecules JAM-A, JAM-B and JAM-C are present in brain endothelial cells, and are involved in the formation and maintenance of the tight junctions. The transmembrane proteins are connected on the cytoplasmic side to a complex array of peripheral membrane proteins that form large protein complexes, the cytoplasmic plaques. Within the plaques are adaptor proteins with many protein–protein interaction domains, including ZO-1, ZO-2 and ZO-3; the Ca2+-dependent serine protein kinase (CASK); MAGI-1, MAGI-2 and MAGI-3 (membrane-associated guanylate kinase with inverted orientation of protein–protein interaction domains); the partitioning defective proteins PAR3 and PAR6; and MUPP1 (multi-PDZ-protein 1). These help to organize the second class of plaque proteins, the regulatory and signalling molecules (including the small GTPases) and their regulators, such as the regulator of G-protein signalling 5 (RGS5), and the transcription regulator the ZO-1-associated nucleic acid-binding protein (ZONAB). A newly identified protein, junction-associated coiled-coil protein (JACOP), may anchor the junctional complex to the actin cytoskeleton. Cell–cell interaction in the junctional zone is stabilized by adherens junctions.
The tight junction has a valuable function not only in restricting paracellular permeability (gate function), but also in segregating the apical and basal domains of the cell membrane (fence function) so that the endothelium can take on the polarized (apical–basal) properties that are more commonly found in epithelia, such as those of the gastrointestinal tract and kidney20. The PAR3–atypical protein kinase C (aPKC)–PAR6 complex appears to be involved in regulating tight junction formation and in establishing cell polarity.
The brain endothelial transporters that supply the brain with nutrients include the GLUT1 glucose carrier, several amino acid carriers (including LAT1, L-system for large neutral amino acids), and transporters for nucleosides, nucleobases and many other substances10. Several organic anion and cation transporters identified in other tissues and the choroid plexus are also proving to be expressed on the brain endothelium. Where compounds need to be moved against a concentration gradient, the energy may come from ATP (as in the ABC family of transporters, including P-glycoprotein (Pgp) and multidrug resistance-related proteins, MRPs), or the Na+ gradient created by operation of the abluminal Na+,K+-ATPase. Some transporters (for example, GLUT1 and LAT1) are bidirectional, moving substrates down the concentration gradient, and can be present on both luminal and abluminal membranes, or predominantly on one. Quantification of GLUT1 expression on luminal and abluminal endothelial membranes is complicated by the fact that some antibodies do not recognize the transporter when the C-terminal is masked, as it may be in the luminal membrane23. Among the efflux transporters, Pgp is concentrated on the luminal membrane24, whereas the Na+-dependent transporters are generally abluminal, specialized for moving solutes out of the brain25,26. They include several Na+-dependent glutamate transporters (excitatory amino acid transporters 1–3; EAAT1–3)27, which move glutamate out of the brain against the large opposing concentration gradient (<1 μM in ISF compared with ∼100 μM in plasma) (Fig. 2). The clear apical–basal polarity of brain endothelial cells noted above is hence reflected in their polarized transport function20,28.
Induction of BBB properties
What causes the endothelium of blood vessels growing into the brain during development to become so specialized? It has been clear from the earliest histological studies that brain capillaries are surrounded by or closely associated with several cell types, including the perivascular endfeet of astrocytic glia, pericytes, microglia and neuronal processes (Fig. 2). In the larger vessels (arterioles, arteries and veins), smooth muscle forms a continuous layer, replacing pericytes1. Neuronal cell bodies are typically no more than ∼10 μm from the nearest capillary6. These close cell–cell associations, particularly of astrocytes and brain capillaries, led to the suggestion that they could mediate the induction of the specific features of the barrier phenotype in the capillary endothelium of the brain29.
Astrocytes show a number of different morphologies, depending on their location and association with other cell types. Of the ∼11 distinct phenotypes that can be readily distinguished, 8 involve specific interactions with blood vessels30. There is now strong evidence, particularly from studies in cell culture, that astrocytes can upregulate many BBB features, leading to tighter tight junctions (physical barrier)31,32, the expression and polarized localization of transporters, including Pgp24 and GLUT1 (Ref. 33) (transport barrier), and specialized enzyme systems (metabolic barrier)9,34,35,36. More recently, some of the other cell types present at the BBB, including pericytes, perivascular macrophages and neurons, have also been shown to contribute to barrier induction37,38,39,40,41,42,43. Given the complexity of the barrier properties of the BBB, and the anatomical relationships of the associated cells, it is not surprising to find synergistic inductive functions involving more than one cell type. For example, astrocytes are necessary for the correct association of endothelial cells and pericytes in tube-like structures in vitro38, which suggests that interactions between the three cell types are also required for proper cerebral capillary differentiation in vivo.
The converse induction, in which brain endothelium enhances the growth and differentiation of associated astrocytes, has also been shown44,45. Indeed, upregulation of the endothelial enzyme γ-glutamyl transpeptidase (γGTP) involves a two-way induction with astrocytes46, and co-culture results in the upregulation of antioxidant enzymes in both endothelial cells and astrocytes47.
Specializations of astrocytic perivascular endfeet. Astrocytes are derived from ependymoglia of the developing neural tube, and retain some features of their original apical–basal polarity, together with more specific polarization of function in relation to particular cell–cell associations of the adult28,30. The perivascular endfeet of astrocytes, which are closely applied to the microvessel wall, show several specialized features characteristic of this location, including a high density of orthogonal arrays of particles (OAPs) containing the water channel aquaporin 4 (AQP4) and the Kir4.1 K+ channel, which are involved in ion and volume regulation (see below). The OAPs/AQP4 polarity of astrocytes correlates with the expression of agrin, a heparin sulphate proteoglycan, on the basal lamina11,48. Agrin accumulates in brain microvessels at the time of BBB tightening, and is important for the integrity of the BBB20. The agrin splice variant Y0Z0 is a specific component of the endothelial basal lamina of CNS capillaries. Agrin is required for the segregation of AQP4 to the perivascular astrocytic endfeet, mediated by agrin binding to α-dystroglycan (a member of the dystrophin–dystroglycan complex, DDC), which couples to AQP through α1-syntrophin, another member of the DDC. α-Syntrophin also binds to Kir4.1, which explains the co-localization of Kir4.1 and AQP4. The precise localization of this complex array of membrane proteins in the astrocytic endfeet, anchored by agrin in the basal lamina, provides part of the evidence that this extracellular matrix makes an important contribution to the inductive influences between the endothelium and astrocytes.
Inducing factors. Astrocytes are able to secrete a range of chemical agents9,28,36,49. Several of these glia-derived factors, including transforming growth factor-β (TGFβ), glial-derived neurotrophic factor (GDNF)50, basic fibroblast growth factor (bFGF) and angiopoetin 1 (ANG1, acting on the TIE2 endothelium-specific receptor tyrosine kinase 2), can induce aspects of the BBB phenotype in endothelial cells in vitro51. Conversely, endothelium-derived leukaemia inhibitory factor (LIF) has been shown to induce astrocytic differentiation45. The defects in BBB function in some neuropathologies, especially those that involve glia (see below), suggest that continuing induction during adult life is necessary for normal function.
Modulation of BBB function
The term barrier suggests a relatively fixed structure, but it is now known that many (and possibly most) features of the BBB phenotype can be subject to change (modulation)16. Some of the first examples of modulation were found in extreme or pathological conditions. For example, opening of the BBB's tight junctions can occur in inflammation, contributing to brain oedema52, and upregulation of GLUT1 transporter expression at the BBB is observed in starvation and hypoxia53,54. The protein leptin can enhance the transcytosis of the peptide urocortin across the BBB, with implications for the regulation of feeding55. Some of the inflammatory mediators that increase capillary permeability in the periphery (for example, histamine and bradykinin) also act on the brain endothelium, although in general higher concentrations are required and the effects are more localized and short-lasting in the brain56. There is some evidence that post-capillary venules are particularly vulnerable to opening by inflammatory mediators57,58, which is relevant in pathologies such as multiple sclerosis (see below). BBB Pgp function is altered in several different conditions59. For example, upregulation of Pgp over hours to days can occur in oxidative stress60 and on treatment with glutamate61. Pgp upregulation by steroids appears to involve transcriptional regulation via the nuclear pregnane X receptor (PXR)62. More rapid modulation (on a timescale of seconds) can be achieved by specific Pgp inhibitors and competitors59, whereas endothelin 1 can cause functional inhibition63.
These observations prompted characterization of the receptors present on the brain endothelium that are capable of mediating BBB modulation. Cultured brain endothelial cells and astrocytes express functional receptors for a high proportion of the agents that act as neurotransmitters and modulators in the brain56,64 (Box 1). As many of these are also released by astrocytes and endothelium, there is potential for complex signalling between cells in the neurovascular unit, including microglia and oligodendrocytes65,66,67 (Fig. 5). Such rapid signalling (occurring over seconds to minutes), often mediated by agents with a short half-life, is distinct from the longer-term induction processes that are outlined above (hours to days), which generally involve the regulation of gene transcription and require protein synthesis.
The fact that agents released during normal neural activity can potentially influence both astrocytes and endothelium also raised the interesting possibility that signalling involving brain endothelium and glia could occur physiologically. There could be a physiological advantage in transiently 'opening' the BBB (tight junction modulation) — for example, triggered by histamine released from nerve terminals to allow the passage of growth factors and antibodies into the brain from plasma, or to 'sample' plasma composition9. Conversely, mechanisms for tightening the barrier could be important in conditions of stress or hypoxia: it is known that conditions in which intracellular cyclic AMP (cAMP) concentrations are increased can lead to increased TEER and upregulation of Pgp activity68. The transcription factor NF-κB can alter tight junction protein expression and hence regulate BBB permeability69. Several regulatory mechanisms influence the transport of glucose and amino acids by the brain endothelium70. In cultured brain endothelial cells, glucose transport can be increased by histamine and ATP, which could be part of a mechanism by which astrocytes sense neuronal firing and signal to the capillaries to supply more glucose, a form of neurobarrier coupling71,72,73. Indeed, brain endothelial glucose uptake has been shown to be enhanced by factors released from astrocytes exposed to hypoglycaemic conditions74.
The signal transduction pathways involved in BBB modulation have been studied extensively. Several of the receptors found on brain endothelium and astrocytes cause an increase in intracellular Ca2+ when activated75,76, and Ca2+-mediated signalling is one mechanism by which CNS cells communicate with and modulate the activity of adjacent cells77 (Fig. 5). The spread of calcium waves through the astrocytic syncytium, propagating at a rate of ∼100 μm s−1, can be triggered by activation of 5-hydroxytryptamine (5-HT, serotonin) or glutamate receptors, or mechanical stimulation78,79. Inositol-1,4,5-trisphosphate is small enough to diffuse through gap junctions and may mediate cell–cell spread of the wave80, whereas local release of glutamate or ATP may signal to adjacent cells81. Studies in culture suggest that endothelial cells can also couple with intercellular gap junctions, and both release and respond to ATP, providing a possible means of propagating the signal along the capillary in situ82. Thus, the machinery is available for coordinating the activity of neurons, astrocytes and endothelium in and between neurovascular microdomains. Signalling interactions between microglia, astrocytes and neurons have also been observed in culture66,83, and may become particularly important in pathological conditions.
What are the downstream consequences of such signalling? An increase in intracellular Ca2+ concentration can cause changes in a number of effector proteins of the brain endothelium through several signal transduction pathways, including phosphorylation of cytoskeletal proteins and tight junction opening11,52. Given the large repertoire of astrocyte-released agents9,49, many of which have matching receptors on brain endothelium, a range of distinct and complex responses of the endothelium could be orchestrated. This would allow neuronal activity to be signalled to the endothelium, either directly or via astrocytes, resulting in modulation of the brain endothelium to increase its efficiency as a nutrient source and metabolic device71,73. As further examples of transmitter-mediated modulation are discovered, acting on membranes, membrane-associated protein complexes, junctional proteins, transporters and enzymes, the details of such coordination will become clearer. It has recently become possible to study signalling in the neurovascular unit in brain slices, which is a valuable way of testing the ideas generated from cell culture studies (Box 2).
Ion and volume regulation at the BBB
We have seen that astrocytes occupy a strategic position between capillaries and neurons. Gap junctions between astrocyte processes allow them to communicate with each other, and other astrocyte processes are in contact with the endothelial cells of the capillaries that form the BBB30 (Fig. 2). In normal brain activity, neurons release neurotransmitters and K+, and take up Na+, while glucose metabolism generates water at the rate of ∼28 nl g−1 min−1 (Ref. 84). The neurotransmitters and ions are generally recycled, whereas water must be removed from the brain and excreted. Astrocytes contribute to ionic, amino acid, neurotransmitter and water homeostasis of the brain in several ways, and astrocytes that form perivascular endfeet at the BBB have a particular role85 in these processes.
An increase in extracellular K+ around astroglial processes leads to K+ entry and membrane depolarization, and the electrochemical gradient that is set up can lead to K+ efflux at distant cell processes not experiencing the elevated K+ concentration (the K+ spatial buffer mechanism)86. The high density of appropriate K+ channels on perivascular astrocytic endfeet (especially inwardly rectifying Kir4.1, and possibly including the Ca2+-dependent rSloKCa channels87) makes them well suited for spatial buffering, depositing the K+ in the perivascular space. As the brain endothelium has a low K+ permeability, the K+ is not generally lost from the brain, but can be recycled (by reversal of the spatial buffer) when neural activity ceases. Astrocytes can also take up K+ through transporters, particularly the Na+,K+-ATPase and NKCC1 Na+,K+2Cl− co-transporters. For both channel- and transporter-mediated K+ uptake, the net ion gain results in osmotic water uptake and slight cell swelling; the high density of AQP4 water channels in perivascular astrocytic endfeet facilitates redistribution of this water. As the brain endothelium has low water permeability (little or no aquaporin)88,89,90, it is likely that the excess metabolic water joins the ISF being secreted into the pericapillary space by the endothelium5. ISF outflow involves perivascular spaces around large vessels, and clearance routes either through the CSF or following alternative pathways to neck lymphatics.
Neurotransmitter recycling can also lead to local changes in ions and water. Glutamate is the major excitatory transmitter of the brain, and astrocyte processes surrounding synapses can take up glutamate through transport proteins (particularly EAAT1 and 2); the transport is Na+-dependent and accompanied by net uptake of ions and water, again contributing to water clearance at the BBB85. Glutamate is converted to glutamine within the astrocyte and recycled to the neurons. The slight astrocytic cell swelling that accompanies neuronal activity, resulting from activation by glutamate or ion uptake, leads to several cellular mechanisms that contribute to the recovery of ionic balance and cell volume, some of which involve elevated intracellular Ca2+ concentration66,91,92. Hence, there are many links between the signalling and regulatory processes that occur in the neurovascular unit.
BBB changes in pathology
In a number of pathologies, the function of the BBB is altered (Box 3), and several disorders appear to involve disturbances of endothelial–glial interaction. Thus, the capillaries of many glial tumours are more leaky than those of normal brain tissue, either as a result of a lack of inductive factors, or owing to the release of permeability factors such as vascular endothelial growth factor (VEGF). Moreover, the tight junction protein claudin 1/3 is downregulated in some brain tumours93,94.
In BBB disruption, agrin is lost from the abluminal surface of the brain endothelial cells adjacent to astrocytic endfeet11; this may contribute to BBB damage in Alzheimer's disease95, and to the redistribution of astrocytic AQP4 in glioblastomas96. Astrocytic AQP4 expression is upregulated in brain oedema triggered by BBB breakdown. Such upregulation could be adaptive in helping to clear the accumulating fluid, but the associated cell swelling would tend to exacerbate the problem under extreme conditions. Indeed, AQP4−/− mice show protection against ischaemic brain oedema48. Some chronic neuropathologies such as multiple sclerosis may involve an early phase of BBB disturbance (involving the downregulation of claudin 1/3 (Ref. 11)) that precedes neuronal damage, which suggests that vascular damage can lead to secondary neuronal disorder97.
In epilepsy, the normal pattern of brain ABC transporter expression may change, with upregulation of Pgp on astrocytes and brain endothelium98,99; this may be an adaptive response to barrier opening (and hence a less efficient BBB), which is often seen during seizure activity.
In animal models of Alzheimer's disease, amyloid-β (Aβ) accumulation is often first seen in the neighbourhood of blood vessels, with toxicity on endothelium and astrocytes observed before significant neuronal loss1; disturbances of CNS homeostasis as a result of barrier deficiencies could contribute to and exacerbate the later neuropathology100. Recently, Kortekaas et al.101 showed an elevated uptake of the Pgp substrate [11C]verapamil using positron emission tomography (PET) in the midbrain of patients with Parkinson's disease, which is consistent with disturbed Pgp function in the BBB.
The ability of agents released during inflammation to increase the permeability of the brain endothelium may depend on associated cell types (Fig. 6). Thus, as well as acting on endothelial bradykinin B2 receptors to raise intracellular Ca2+ concentrations and open tight junctions, bradykinin can activate NF-κB in astrocytes, leading to the release of interleukin-6 (IL-6), which can amplify the effect by acting back on the endothelium102. Tumour necrosis factor-α (TNFα) can increase BBB permeability by direct actions on the endothelium103 and indirect effects involving endothelial endothelin 1 production and IL-1β release from astrocytes, in a complex immunoregulatory loop104. Systemic infection can exacerbate CNS inflammatory pathologies such as multiple sclerosis by several mechanisms, including activation of already primed central macrophages, with some mechanisms effective even with an intact BBB105. Indeed, the ability of the BBB to transport cytokines may contribute to the link between central and peripheral disease106.
It has recently been proposed that activated astrocytes and microglial cells could maintain neuropathic pain107. As astrocytes have extensive gap junctional connectivity and form glial networks, it has been suggested that glia may be involved in the spreading of pain sensation. In injury, several substances are released from central and peripheral neurons, connective tissue cells and blood cells. Many of these substances, such as substance P, calcitonin gene-related peptide (CGRP), serotonin, histamine and ATP, can affect the BBB from both the blood and the nervous tissue sides. For example, the release of IL-1β leads to a decreased concentration or altered localization of the tight junction protein occludin, and increased BBB permeability. TNFα, histamine and interferon-γ released in inflammatory pain can also cause changes in brain endothelial permeability108.
The involvement of microglia in signalling within the pathological neurovascular unit has been mentioned above66,67. It is possible that damage to the endothelium and basal lamina allows expression of endothelial receptors that are normally downregulated (for example, receptors for nucleotides such as ATP), opening new communication loops between endothelium, pericytes, astrocytes and microglia that are important in barrier repair.
Targeting the BBB to fight disease
The BBB as a therapeutic target. We have seen how information on the routes across the BBB (Fig. 3) needs to be taken into account in developing drug delivery strategies to target sites in the CNS in treating neural disorders.Given the evidence for involvement of BBB damage as an early event in many neurological conditions, it is not surprising that there is growing interest in the BBB as a therapeutic target in its own right109,110,111,112. The underlying logic is that if BBB dysfunction can be reduced, halted or reversed, this could be valuable therapy in conditions in which neuronal damage is secondary to, or exacerbated by, BBB damage. Steroids such as dexamethasone are widely used to reduce inflammation, and are an accepted treatment for brain oedema113. It is now known that dexamethasone can improve barrier function not only by increasing the tightness of the brain endothelial tight junctions114, but also by upregulating BBB Pgp59. Ca2+ channel blockers hold promise for reducing brain damage in hypoxia115 and hypertension116, by reducing the Ca2+-mediated increase in BBB permeability. Local brain hypothermia reduces BBB damage and oedema following intracerebral haemorrhage, reducing the severity of neuronal damage117,118. A pan-caspase inhibitor given intraperitoneally reduced brain endothelial permeability and brain oedema after subarachnoid haemorrhage119. This shift in emphasis from the rescue of neurons to treatment of the BBB means that the brain endothelium itself becomes a target for drug action.
Techniques such as differential display are already being used to establish which genes expressed by the brain endothelium are upregulated in disease120, and some of these could be targets for therapy. However, caution is needed because many of the changes will be part of the defensive response of the endothelium, and the same agents that are destructive at certain phases of disease (for example, some cytokines, such as TNFα) may have important protective actions at earlier stages or at lower concentrations. Moreover, interactions between agents, both inhibitory and potentiating, make it difficult to devise strategies targeted to individual substances or receptors.
VEGF, which increases brain endothelial permeability when given intravenously, is neuroprotective and reduces BBB leakage after ischaemia when given intraventricularly121, which indicates that it has either a differential action on the apical versus the basal side of the brain endothelium, or an ability to act through other cells on the brain side. As the role of cell–cell interactions in the neurovascular unit becomes better understood, other cells associated with the BBB may also become useful therapeutic targets122.
Opening the BBB for therapeutic purposes. Most of the treatments mentioned so far are designed to seal up and improve the transport function of a BBB made leaky by disease. The opposite approach — deliberately opening the tight junctions of the brain endothelium to facilitate drug delivery to the brain — is the subject of an extensive literature123. From the discussion above (role of BBB in brain homeostasis), it is clear that therapeutic BBB opening needs to be kept as brief as is practical to reduce oedema and other side effects. Opening of the BBB using intracarotid infusion of hyperosmolar solutions has had some success in increasing drug delivery to tumours123,124; the mechanism for the opening effect may involve phosphorylation of the adherens junction protein β-catenin125. Attempts to produce controlled BBB opening using analogues of inflammatory mediators such as bradykinin (Cereport, also called RMP-7) have shown promise in animal studies but not reproducible efficacy in clinical trials126. Improvements in both types of approach are being pursued125.
Protective strategies at the BBB. There is growing evidence that maintaining endothelial health can reduce the incidence or severity of systemic vascular disease in at-risk individuals, in conditions such as atherosclerosis, lupus and diabetes127,128,129,130. Moderate exercise131,132, and a diet rich in fish oils133,134, fruit135,136, soy137,138, vitamins C and E139,140,141, garlic127 and red wine142 may be beneficial143.
Although less specifically studied, protection of the BBB has the potential to delay or prevent the development of chronic neurodegeneration. Indeed, many plant-derived compounds, such as flavonoids, and other polyphenolic agents that are being investigated as neuroprotectants144 also have beneficial effects on the endothelium145,146. The cytokine erythropoietin (a major regulator of erythropoiesis) is protective against brain injury in vivo, and protects cultured neurons against toxicity147; moreover, it protects brain endothelium against VEGF-induced permeability by reducing the level of endothelial nitric oxidase synthase (eNOS) and restoring junctional proteins148.
Would it be possible to go further, and alter the properties of a largely healthy BBB to improve its ability to protect the brain? For example, would upregulation of BBB Pgp or other transporters be beneficial? So far, this is a relatively unexplored field. It has potential, but would require careful consideration of the context, within the neurovascular unit and the whole body. For example, we do not yet know whether endogenous regulation of the expression and activity of BBB transporters maintains a delicate balance between the needs to admit key substances and to keep out others — disturbing such a balance could have unpredictable side effects.
Concluding remarks and future perspectives
We have shown that specific interactions between brain endothelium and astrocytes within neurovascular units can influence the BBB under both physiological and pathological conditions. Mutual induction helps to establish the differentiated phenotype of both the cells involved in the association, upregulating barrier properties in the endothelium, and specific features of the astrocytic endfeet, including those involved in ionic and water regulation. Several pathologies that result in neural damage and degeneration may show an early phase involving BBB disorder, so early treatment of the barrier could reduce the severity of neuropathological symptoms and facilitate recovery. Even better, prophylactic treatment to maintain a healthy BBB has the potential to delay the onset of neurodegeneration. In the future, detailed investigation of the mechanisms involved in endothelial–astrocytic interaction could help in the design of therapies targeted at specific features necessary for BBB function. There will be several challenges. Improved semi-intact preparations (brain slices, in situ preparations) are needed to bridge the gap between studies in cell culture and those using animal models. We will need a better understanding of cellular proteomics and metabolism to devise more targeted therapies for the BBB. We need better ways of imaging and monitoring functions of the living brain to validate human treatments. And, finally, differences in genetic make-up, gender, age and environment can affect the BBB in subtle ways, so successful treatment may depend on individual microprofiling and the development of 'personalized medicine'.
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Glossary
- Neurovascular unit
-
A functional unit composed of groups of neurons and their associated astrocytes, interacting with smooth muscle cells and endothelial cells on the microvessels (arterioles) responsible for their blood supply, and capable of regulating the local blood flow.
- Gliovascular unit
-
A proposed functional unit composed of single astrocytic glial cells and the neurons they surround, interacting with local segments of blood vessels, and capable of regulating blood flow at the arteriolar level and BBB functions at the capillary level.
- Choroid plexus
-
A site of production of CSF in the adult brain. It is formed by the invagination of ependymal cells into the ventricles, which become richly vascularized.
- Interstitial fluid
-
(ISF). The extracellular fluid filling the 'interstices' of the tissue, and bathing the cells.
- Tight junction
-
A belt-like region of adhesion between adjacent cells. Tight junctions regulate paracellular flux, and contribute to the maintenance of cell polarity by stopping molecules from diffusing within the plane of the membrane.
- Abluminal membrane
-
The endothelial cell membrane that faces away from the vessel lumen, towards the brain.
- Meninges
-
The complex arrangement of three protective membranes surrounding the brain, with a thick outer connective tissue layer (dura) overlying the barrier layer (arachnoid), and finally the thin layer covering the glia limitans (pia). The sub-arachnoid layer has a sponge-like structure filled with CSF.
- Circumventricular organs
-
(CVOs). Brain regions that have a rich vascular plexus with a specialized arrangement of blood vessels. The junctions between the capillary endothelial cells are not tight in the blood vessels of these regions, which allows the diffusion of large molecules. These organs include the organum vasculosum of the lamina terminalis, the subfornical organ, the median eminence and the area postrema.
- Receptor-mediated transcytosis
-
The mechanism for vesicle-mediated transfer of substances across the cell, the first step of which requires specific binding of the ligand to a membrane receptor, followed by internalization (endocytosis).
- Adsorptive-mediated transcytosis
-
The mechanism for vesicle-mediated transfer of substances across the cell, the first step of which involves nonspecific binding of the ligand to membrane surface charges, followed by internalization (endocytosis).
- Adherens junction
-
A cell–cell junction also known as zonula adherens, which is characterized by the intracellular insertion of microfilaments. If intermediate filaments are inserted in lieu of microfilaments, the resulting junction is referred to as a desmosome.
- Perivascular endfeet
-
The specialized foot-processes of perivascular astrocytes that are closely apposed to the outer surface of brain microvessels, and have specialized functions in inducing and regulating the BBB.
- Pericyte
-
A cell of mesodermal origin, and contractile-phagocytic phenotype, associated with the outer surface of capillaries.
- Orthogonal arrays of particles
-
(OAPs). The organized arrays (square lattice) of intramembranous particles detected by the freeze–fracture technique in certain astrocyte processes. First identified on the polarized endfeet on blood vessels and in the outer glial layer (glia limitans) below the pia, they have subsequently been shown to contain specific protein complexes held together by structural proteins.
- Basal lamina
-
The extracellular matrix layer produced by the basal cell membrane, used as an anchoring and signalling site for cell–cell interactions.
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Abbott, N., Rönnbäck, L. & Hansson, E. Astrocyte–endothelial interactions at the blood–brain barrier. Nat Rev Neurosci 7, 41–53 (2006). https://doi.org/10.1038/nrn1824
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DOI: https://doi.org/10.1038/nrn1824
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